- Bank of America (New York, NY)
- …Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review ... review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (New York, NY)
- …OTS pipeline risk management, mortgage hedging strategies, whole loan trading program, trade operations &delivery, investor relationship and strategic mortgage ... business strategy, goals and objectives + Supports the Product Manager or Senior Product Manager with product...material, welcome packages) + Ensures all products are in compliance and meet all regulatory requirements + Is knowledgeable… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... the department** **Maintains professional relationships inside and outside the firm; Trading Desks, Counter-Parties, Clearing Bank and Customers** **Acts as a… more
- Bank of America (New York, NY)
- …to improve operational efficiency + Understands policy and procedures and ensures compliance + Support and assist Credit Officers daily in the management of ... credit approval documents for new, renewed and amended loan, trading and GTS facilities, and their processing through the...record. + Review approved credit approval documents to ensure compliance with bank policy and procedures. + Identify and… more
- BMO Financial Group (New York, NY)
- …expertise for a variety of sectors, establishing credit facilities to support trading products business and facilitating credit approvals in support of Trade Finance ... complexity of transactions and related risk (credit, market, operational, legal/ compliance , etc.). + Provides feedback on, and, supports continuous improvement… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities. + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- BMO Financial Group (New York, NY)
- …financial instruments such as equity, derivatives, structured liquidity derivatives, trading exotic/equity options, and complex derivatives. The role demands ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- TD Bank (New York, NY)
- …related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts and ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more