- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We...all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures… more
- TD Bank (New York, NY)
- …for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms ... (eg, Basel, CCAR, FRTB), and financial close processes. . Ensure compliance with evolving global regulations and accounting standards (IFRS, GAAP). **People… more
- BMO Financial Group (New York, NY)
- …and FX. + Experience with the regulatory environment and compliance requirements for different client segments (retail, institutional). **Quantitative and ... and QIS products + Ability to collaborate with main stakeholders eg sales, trading , quants and risk management teams to tailor products to client needs. +… more