- MUFG (New York, NY)
- …financial risks, and the ability to liaise across multiple functions including trading , risk, finance, compliance , and operations. **Key Responsibilities:** * ... Support the primary business management partners to the trading desk leads across Rates, Credit, Securities Financing, Structured Solutions and Equities. * Assist… more
- JPMorgan Chase (New York, NY)
- …boost revenue and market share for the business. The Digital Markets Product Manager for FICC Rates (Fixed Income Credit, Rates & Commodities Exchange Traded Funds) ... will partner with Automated Trading Strategies, Trading , Sales and Technology to...changes and identify digitization opportunities. + Work with legal, compliance and control officers on implementation of deliveries. +… more
- JPMorgan Chase (New York, NY)
- …to delivery, including product definition and supporting solutions. Collaborate with Trading , Sales, and Clients to define end-to-end solutions based on business ... requirements and the competitive landscape of Fixed Income Electronic Trading . Establish objectives for dependent teams and outline product requirements, focused on… more
- Bloomberg (New York, NY)
- …the larger Buyside organization and is responsible for building a state of the art trading compliance solution which serves as a crucial role within the order ... Senior Software Engineer - Buy-Side Violation Manager Location New York Business Area Engineering and... Violations team is a critical part of that trading compliance solution, with the software we… more
- Scotiabank (New York, NY)
- Senior Manager , US Counterparty Credit Risk **Requisition ID:** 234013 **Salary Range:** 171,018.00 - 224,700.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. TITLE: Senior Manager , US Counterparty Credit Risk DUTIES: Scotia Capital (USA), Inc. Seeks Senior… more
- TD Bank (New York, NY)
- … Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems and market structure preferred ... + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Coinbase (Albany, NY)
- …Markets, trusted custody solutions, and dedicated crypto prime brokerage. As a Product Manager on Coinbase Institutional, you will play a critical role in developing ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... Surveillance Quality Assurance Manager will help lead a specialized function responsible for...key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk… more
- Citigroup (New York, NY)
- …in key global markets (eg, European, Asian) impacting cross-border listings and trading . + ** Compliance & Risk Management:** Knowledge of anti-money laundering ... The Account Manager for Depositary Receipt Services is responsible for...(eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. +… more
- TD Bank (New York, NY)
- …+ Evaluate practical applicability of Firm policies to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant ... meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk Policies. +… more