- TD Bank (New York, NY)
- …or law firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- BMO Financial Group (New York, NY)
- …around the world. #bmocapitalmarkets Provides a markets-based suite of sales and trading solutions to Institutional, Corporate, and Retail clients. Offers a full ... firm services and products to client needs. + Works closely with sales, trading and research teams to provide seamless client coverage including fulfilling client… more
- Bloomberg (New York, NY)
- Vendor Risk Manager - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044601 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...The Role?** We are looking for a Vendor Risk Manager with a strong background in Information Security, Operational… more
- NYSERDA (Albany, NY)
- …solicitations to ensure that the proposed projects are developed in compliance with contractual requirements, reach commercial operation and continue to deliver ... through the New York Generation Attribute Tracking System (NYGATS), a market-based trading and accounting platform for the generation attributes such as RECs, which… more
- TD Bank (New York, NY)
- …Bank) through negotiation and execution of agreements that govern capital markets trading products. The team is committed to providing a seamless client experience ... partners by preparing and negotiating legal documentation with global counterparties for trading products such as cash prime brokerage and equity derivatives, (ie… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to fund the Bank ... insights to guide investment decisions + Develop and execute global FX trading strategies, taking into account market dynamics, economic indicators, and geopolitical… more
- Mizuho Corporate Bank (New York, NY)
- …experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls! We...tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory requirements,… more
- Scotiabank (New York, NY)
- Senior Manager , Enterprise Risk **Requisition ID:** 227263 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Robert Half Finance & Accounting (New York, NY)
- Description Tax Manager , Energy and Metals Merchant. Our client a physical trader of energy and metals is adding to their NA team based in NYC (just South of Grand ... role with a focus on Income tax provision and compliance . This role requires someone with strong attention to...support to departments such as treasury, HR, legal, and trading . * Collaborate with global offices to align tax… more
- Deloitte (New York, NY)
- …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte...Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing… more