- Bank of America (New York, NY)
- …and client(s) with tight timelines + Collaborate across Global Markets teams (ops, trading , sales, risk, credit, COOs, legal, compliance , technology) to resolve ... the lifecycle of a trade. Key responsibilities include ensuring trading and operational activities are completed accurately and before...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (New York, NY)
- …with optimization-based curve construction ideally in C++ Extensive experience with Sales and Trading partners as a front office quant manager + Master's or ... developing and implementing quantitative models and tools for equity risk management, trading , and pricing with focus on areas like forecasting, optimization, and… more
- BlackRock (New York, NY)
- …searching for an exciting, challenging, multi-faceted opportunity with the world's largest asset manager ? We are seeking an attorney to serve as a member of ... will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... : + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. + Provide… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide comments… more
- Marex (New York, NY)
- …large portion of the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all output, and thus ... and resolve position breaks and allocation discrepancies. + Worth with onboarding and trading on setting up and managing customer setups across various platforms. +… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... for rating committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide feedback… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... experience within a large commercial bank, investment bank, investing institution/asset manager , rating agency or an audit company. + Progress towards an… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... risks. Reviews conducted will be focused on firm/fund structuring, trading , valuation, portfolio accounting and fund administration, counterparty risk, technology,… more
- BMO Financial Group (New York, NY)
- …combination of education and experience. + Strong experience in equities, electronic trading , and fixed income compliance strongly preferred + Experience with ... The BMO Capital Markets Compliance team is hiring for a CCO of...but are not limited to, fixed income, equities, electronic trading , prime brokerage, and investment banking. The broker-dealer CCO:… more