- Principal Financial Group (Los Angeles, CA)
- …reviews. + Problem solving complex issues. We take pride in being a purpose-led firm , motivated by our mission to make financial security accessible to all. Our ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Robert Half Management Resources (Los Angeles, CA)
- …client services. * Collaborate with various departments, including Compliance, Trading , Client Services, and Accounting, to ensure operational efficiency. ... Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies.… more
- WTW (Los Angeles, CA)
- …clients mitigate their total cost of risk. The brokerage team operates as the firm 's intellectual capital where we work with our clients to assess, model, and ... risk solutions for clients. + Facilitate initial introductions to carrier and trading partners + Begin your understanding of core insurance principles and brokerage… more
- Nuveen Investments (San Francisco, CA)
- …Managers (CPM) plays a vital role in the management and growth of clients in the firm 's CLOs and CLO Funds. They are embedded in and serve as an integrated member of ... partners: Partnering with technology, compliance, legal, operations, portfolio management, trading , and other internal partners to evaluate and enhance client… more
- Bank of America (San Francisco, CA)
- …We believeBofA Securitiescan do more for our clients than any other financial services firm . We understand the challenges our clients face around the world, and we ... range of advisory, capital raising, banking, treasury and liquidity, sales and trading , and research capabilities. Our Global Corporate & Investment Banking business… more
- Bank of America (San Jose, CA)
- …Analysis + Client Management + Data Visualization + Risk Modeling + Trading and Investment Analysis + Investment Management + Referral Identification + Preferred ... ADV-2B Required + CFP(R) or CPWA(R) designation and/or maintain at least one firm approved designation + Understanding of how to deliver a strong overall client… more
- Robert Half Finance & Accounting (San Mateo, CA)
- …clients or their advisors o Collaborate cross-functionally with sales, investment, trading , and compliance teams on ad-hoc projects. Successful attributes for this ... Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies.… more
- Coinbase (Sacramento, CA)
- …risk waterfall design * Build and deploy quantitative tools within the firm 's risk platform * Contribute to the development and implementation of liquidity ... key risk factors associated with these products: asset backed lending, margin trading , prime brokerage services, exchange traded products. * Have a deep… more
- City National Bank (Los Angeles, CA)
- …* Providing support to Capital Market Front Office: FX & Interest Rate Sales & Trading * Maintain and manage daily tasks including but not limited to trade entries, ... on the implications of business trends, issues, operating environment changes and firm or business unit strategy * Support Capital Markets projects, including… more
- Principal Financial Group (Walnut Creek, CA)
- …team on additional products and services. We take pride in being a purpose-led firm , motivated by our mission to make financial security accessible to all. Our ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more