- US Tech Solutions (Juno Beach, FL)
- …and or legal contract experience. + Proven success in confirmations management in a trading firm , preferably in commodities, 5+ years. + Strong experience with ... + We seek a highly skilled and legally astute Trading Risk Analyst to join our Confirmations team. The...Solutions:** US Tech Solutions is a global staff augmentation firm providing a wide range of talent on-demand and… more
- Coinbase (Tallahassee, FL)
- …institution (eg e-money issuer, payment service firm , broker dealer / asset manager, trading firm , bank or brokerage) or in a law firm supporting ... Institutional Legal team covering derivatives, international markets and professional trading clients including banks, brokers, hedge funds, market makers corporates… more
- Arena Investors LP (Miami, FL)
- Arena Investors, LP is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by employing a ... looking to expand the PIPEs/Event-Driven/Arbitrage team through the addition of a Portfolio/ Trading Assistant. In this role, this individual will work with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized knowledge. Supervision is committed to supporting and protecting clients and the firm while preserving our culture, and adhering to our core values of ... review and analyze account disclosures and transaction reviews to detect trends, trading patterns and possible rules violations and ensure adherence to securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading , Affordable Housing Investments, Fixed Income Sales & Trading , ... in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset classes. + Oversee the development and… more
- WTW (Miami, FL)
- …business could operate to take advantage of emerging technologies, data assets and trading trends + Optimizing their trading , pricing and underwriting strategies ... development of innovative data enrichment ideas to harness capital, reserving, trading , portfolio and exposure management, pricing and underwriting insights and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... industry regulations and limit firm liability. Some guidance is provided to perform varied...platform policies and procedures as they apply to account trading activity of clients' accounts by monitoring financial advisor… more
- The Hertz Corporation (Estero, FL)
- …subsidiary management, designated insider list administration and communications for trading windows, and drafting documents as needed, developing matter ... Form 8-Ks, and Proxy Statement. + Support administration of the Insider Trading Policy, including managing correspondence for trading windows/blackout dates. And… more
- Raymond James Financial, Inc. (Sarasota, FL)
- …and retains Financial Advisors (FAs) and support staff. + Supervises daily trading and other office activities. + Resolves client complaints. + Performs reviews ... + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. + May service...and Variable Annuity Insurance Licenses. + NFA Commodities License required if any commodities trading is done in the… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. + Supervises daily trading ... Participates in community affairs as a representative of the firm . + May service clients in his/her own book...and Variable Annuity Insurance Licenses. + NFA Commodities License required if any commodities trading is done at the… more