- JPMorgan Chase (New York, NY)
- …investors and sponsors. The team partners with coverage teams and with trading desks globally to offer best-in-class product knowledge and grow businesses across ... the deal lifecycle. This role requires you to closely coordinate with Trading partners, Sales partners, Investment Banking, and the Private Bank. **Job… more
- Guardian Life (New York, NY)
- …as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as all associated custody, clearance, and order ... on the following functions + Advisor as PM: model creation, management, trading + Multi-Account/Strategy proposals and implementation + Envestnet Trading … more
- Citigroup (New York, NY)
- …for various financial products traded in Global Equities. Individuals monitor trading limits and are responsible for approving transactions over certain established ... thresholds. Market Risk managers work with traders or trading management and recommend actions to mitigate risk. The candidate will have experience in Equities… more
- MUFG (New York, NY)
- …Description The AVP in the Middle Office will be responsible for supporting the firm 's initiative to become a US Government Primary Dealer. The candidate will work ... and will support the Fixed Income primary and secondary trading businesses. This person will be responsible for handling...of trades for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks. RESPONSIBILITIES +… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable regulatory requirements to ensure… more
- Citigroup (New York, NY)
- …with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction ... taking measured risk, adopting safe practices to protect the firm . Data lineage and optimization is core to how...for providing operational support to the SES Origination and Trading desks in coordination with the wider Markets Operations… more
- Marex (New York, NY)
- …tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition, this individual will ... compliance advice to business partners about complex sales and trading issues. + Create or assist in developing US...laws, rules and regulations with the ability to assess firm impact. Specifically, SEC, FINRA, MSRB, and other regulatory… more
- JPMorgan Chase (New York, NY)
- …is responsible for assessing client credit strength and approving and managing the firm 's retained credit risk. This risk can relate to underwriting, lending, and ... trading activities, including investment and non-investment grade syndicated loans,...Equities, Credit, Securitized Products and Commodities retained by the firm (New York). + **The Chief Investment Office, Treasury… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... solutions for an organization. + You will create a link between a firm 's IT architecture and business process management by aligning company goals with business… more
- Neuberger Berman (New York, NY)
- …is responsible for Neuberger Berman's VantageIQ data platform, the foundation of the firm 's data product and analytics strategy. We are seeking a senior data cloud ... the primary focus. + Nice to have: Experience with Trading / IBOR / ABOR systems like Statestreet, Aladdin,...law.** _Neuberger Berman is an equal_ _opportunity_ _employer. The Firm and its affiliates do not discriminate in employment… more