- Raymond James Financial, Inc. (San Diego, CA)
- …technologies. + Ensures key client information and documentation is current with firm and industry requirements, rules and regulations. + Processes and monitors the ... and educational and/or professional development opportunities to remain current on firm and industry policies and procedures. + Performs other duties and… more
- Snap Inc. (San Francisco, CA)
- …. The Legal & Policy Team is Snap's dedicated in-house law firm , policy consultant, lobbyist, thought partner, and all-around advisor. This team helps ... and assist with Snap's stock plan administration and insider trading prevention program + Coordinate and prepare board meeting...the corporate legal team in-house or at a law firm Preferred Qualifications: + JD degree + Experience with… more
- City National Bank (Los Angeles, CA)
- …critical analysis, to critique the work of others, and to build the firms data management model * Strong knowledge and working understanding of finance, operations, ... portfolio management and trading concepts that intersect and interact with statistical analysis and predictive modeling. * Data analysis - Must have proficiency with… more
- City National Bank (Los Angeles, CA)
- …critical analysis, to critique the work of others, and to build the firms data management model * Strong knowledge and working understanding of finance, operations, ... portfolio management and trading concepts that intersect and interact with statistical analysis and predictive modeling. * Data analysis - Must have proficiency with… more
- Charles Schwab (San Francisco, CA)
- …of products (ie stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading ), setting you up for success to help clients manage complex portfolios ... partners, including industry leading advisors. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a… more
- Unity Technologies (San Francisco, CA)
- …to ensure compliance for Unity as a public company. + Manage affiliate trading matters, including Section 16 reporting and 10b5-1 plans. + Providing legal support ... an accredited law school. + 12+ years of experience at a top law firm or corporate law department with a national or international presence, specifically in… more
- Principal Financial Group (Los Angeles, CA)
- …reviews. + Problem solving complex issues. We take pride in being a purpose-led firm , motivated by our mission to make financial security accessible to all. Our ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- WTW (Los Angeles, CA)
- …clients mitigate their total cost of risk. The brokerage team operates as the firm 's intellectual capital where we work with our clients to assess, model, and ... risk solutions for clients. + Facilitate initial introductions to carrier and trading partners + Begin your understanding of core insurance principles and brokerage… more
- Nuveen Investments (San Francisco, CA)
- …Managers (CPM) plays a vital role in the management and growth of clients in the firm 's CLOs and CLO Funds. They are embedded in and serve as an integrated member of ... partners: Partnering with technology, compliance, legal, operations, portfolio management, trading , and other internal partners to evaluate and enhance client… more
- Bank of America (San Francisco, CA)
- …We believeBofA Securitiescan do more for our clients than any other financial services firm . We understand the challenges our clients face around the world, and we ... range of advisory, capital raising, banking, treasury and liquidity, sales and trading , and research capabilities. Our Global Corporate & Investment Banking business… more