- Raymond James Financial, Inc. (Jacksonville, FL)
- …technologies. * Ensures key client information and documentation is current with firm and industry requirements, rules and regulations. * Processes and monitors the ... and educational and/or professional development opportunities to remain current on firm and industry policies and procedures. * Performs other duties and… more
- TD Bank (Lake Mary, FL)
- …Lake Mary, Florida. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD ... team to ensure a strong control infrastructure in accordance with firm and regulatory standards. Responsibilities Include + Collaborate daily with cross-functional… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication reviews and content to ensure compliance with regulatory expectations and firm policies and procedures. Escalates and partners with senior advisors and ... as assigned. **Knowledge, Skills, and Abilities:** **Knowledge of:** Investments and trading , securities industry regulations, and client suitability (all at a level… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of cost allocation on individual financial statements. + Analyzes securities trading clearance procedures. + Performs other duties and responsibilities as assigned. ... (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm 's core values of client-first, integrity, independence and a...matter * Contribute to the continuous evolution of the firm At Raymond James - as part of our… more
- Bank of America (Winter Park, FL)
- …with client's investment objectives and risk tolerances. Usually manages the firm 's the most complex and sophisticated relationships. **Job Description:** The ... positions of increasing responsibility with an established and prestigious financial services firm , most likely in a wealth management, private banking and/or trust… more
- Citigroup (Tampa, FL)
- …issues and IPOs. Our Operations groups are the core of all activity at the Firm and have significant impact across the lifecycle of a trade. We partner extensively ... of internal stakeholders such as Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having...evaluation of our controls; to protect our clients, the firm , and our reputation. We work closely with our… more
- Deloitte (Miami, FL)
- …automate their international trade management procedures within all major trading regions. Recruiting for this position expected through 6.30.2025. Qualifications ... experience in Import, Export and/or Technology Enablement experience (operational, government, law firm , or consulting) + Bachelor's degree in a legal, business or… more
- Robert Half Finance & Accounting (Miami, FL)
- …executive operations, manage administrative tasks, and contribute to the success of a global trading firm . This is a unique opportunity to grow into a leadership ... Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies.… more
- Bank of America (Jacksonville, FL)
- …affecting the industry and department (eg, Regulation T, New York Stock Exchange, Firm policies and procedures and margin and option rules and regulations) + ... contact with business partners. Support forced liquidation processing to ensure trading commitments (cash commitments and Regulation T calls) and equity deficiency… more
- NextEra Energy (Juno Beach, FL)
- …Group:** Exempt **Employee Type:** Full Time **Job Category:** Energy Trading **Organization:** Florida Power & Light Company **Relocation Provided:** Yes, ... NextEra Energy **does not** accept any unsolicited resumes or referrals from **any third-party recruiting firms or agencies** . Please see ourfor more information. more
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