- Citigroup (Tampa, FL)
- …or department in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Arena Investors LP (Jacksonville, FL)
- …. Review of compliance policies and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); ... Contribution, etc.) via the StarCompliance platform; . Maintenance of restricted trading list and watchlist; . AML/KYC risk-assessment and due-diligence; . Service… more
- Charles Schwab (Orlando, FL)
- …the finance industry together. Schwab's service team is at the heart of our firm 's commitment to helping clients own their financial futures. In this role, you'll ... learn to educate clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate for, clients… more
- Citigroup (Tampa, FL)
- …or department in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (Tampa, FL)
- …level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (Tampa, FL)
- …defined area. **Responsibilities:** + Runs population-wide **Data Quality controls on trading and banking book** trades using scorecards + **Identifies** **and ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (Tampa, FL)
- …be to provide legal coverage for the Residential Mortgage Security Agency Trading business through the negotiation of the Master Securities Forward Transaction ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (Jacksonville, FL)
- …when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving ... change management Knowledge of automated regression testing tools. Experience of testing trading platforms or similar software. Ability to work under pressure during… more
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