- Bank of America (New York, NY)
- …the Head of Equities Due Diligence, the Analyst will contribute to the firm 's delivery of a high-quality platform of equity investment vehicles (mutual funds, ... manager rosters. * quantitative and qualitative analysis of investment management firms , investment portfolios, relevant market indices and peer groups * research… more
- Citigroup (New York, NY)
- …with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction ... taking measured risk, adopting safe practices to protect the firm . Data lineage and optimization is core to how...for providing operational support to the SES Origination and Trading desks in coordination with the wider Markets Operations… more
- Marex (New York, NY)
- …tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition, this individual will ... compliance advice to business partners about complex sales and trading issues. + Create or assist in developing US...laws, rules and regulations with the ability to assess firm impact. Specifically, SEC, FINRA, MSRB, and other regulatory… more
- JPMorgan Chase (New York, NY)
- …is responsible for assessing client credit strength and approving and managing the firm 's retained credit risk. This risk can relate to underwriting, lending, and ... trading activities, including investment and non-investment grade syndicated loans,...Equities, Credit, Securitized Products and Commodities retained by the firm (New York). + **The Chief Investment Office, Treasury… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... solutions for an organization. + You will create a link between a firm 's IT architecture and business process management by aligning company goals with business… more
- TD Bank (New York, NY)
- …capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, ... of compliance advisory experience. Similar experience with a regulator or law firm will be considered. + Experience in providing legal, regulatory or compliance… more
- TD Bank (New York, NY)
- …capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and ... advisory experience. Similar experience with a regulator or law firm will be considered. + Experience in providing legal,...legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital… more
- Citigroup (New York, NY)
- …the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as ... in strategic positioning and closing transactions with various internal stakeholders (structuring, trading , legal, credit and risk etc.) + Forge a relationship with… more
- Robert Half Finance & Accounting (New York, NY)
- …the finacial settlement (invoicing) of physical transactions - supporting energy, metals and softs trading desks. The firm is known for a positive team culture, ... financail institution continues to add to their physical commodity trading team based in NYC. This role joins the...is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities… more
- Bloomberg (New York, NY)
- …# 10043072 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work ... The Role?** This is a phenomenal opportunity help the firm to protect the personal data of its users,...to data services, from content and analytics to electronic trading , in a fast-paced and dynamic environment. Bloomberg has… more