• Senior Compliance Officer - Broker Dealer Advisory

    Marex (New York, NY)
    …advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various regulatory reporting ... tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition, this individual will… more
    Marex (05/31/25)
    - Related Jobs
  • Risk Management - Structured and Subscription…

    JPMorgan Chase (New York, NY)
    …you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, ... from traditional bank lending products, structured financing, and capital markets trading activities. The Asset Managers Credit Risk Team manages exposure to… more
    JPMorgan Chase (04/21/25)
    - Related Jobs
  • Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …Markets Advisory Compliance team helping with large projects impacting all the Firms business with a path to direct coverage over time. **Responsibilities:** + ... team with focus on the fixed income and municipal finance sales and trading business lines including developing a good working relationship with front office… more
    TD Bank (04/30/25)
    - Related Jobs
  • Salesperson - C15, Director, NAM Precious Metals…

    Citigroup (New York, NY)
    …metals franchise in the Americas and serve as an intermediary in trading for clients. This Salesperson role requires commercial awareness and good analytical ... bespoke structures that combine aspects of investing, financing, hedging and physical metal trading + Responsible for growing the Precious Metals P&L of clients and… more
    Citigroup (04/16/25)
    - Related Jobs
  • Index Rebalance Specialist

    Citigroup (New York, NY)
    …analysts as needed and with sales to develop the franchise + Coordinate with trading desks to ensure timely and accurate execution of rebalance trades. + Monitor and ... and rebalancing processes. + Work closely with the research, trading , and sales teams to ensure cohesive and informed...when making business decisions; demonstrating proper consideration for the firm 's reputation. + Be familiar with and adhere to… more
    Citigroup (04/03/25)
    - Related Jobs
  • Managing Director, Quantitative Analyst

    Citigroup (New York, NY)
    …lead a team of quants in Rates algorithmic modeling, who are responsible for building e- Trading models as well as voice- trading tools for the Rates business. The ... NY or London, UK but all applications welcome. **Responsibilities:** + Develop e- trading models used for automated market making and risk-management for interest… more
    Citigroup (04/02/25)
    - Related Jobs
  • Assistant General Counsel, Institutional Asset…

    Neuberger Berman (New York, NY)
    …business. The position will primarily support a US registered investment adviser/commodities trading adviser with a broad range of strategies (equity, fixed income, ... institutional marketing materials + Advising on securities and loan trading issues + Working closely with the Legal and...+ At least 3-5 years' experience within large law firm + Working knowledge of the Investment Advisers Act… more
    Neuberger Berman (05/26/25)
    - Related Jobs
  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …Global Head of Surveillance. This incumbent will ensure that surveillance alerts related to trading activities of firm employees (sales and trading ) and ... a specialized function responsible for evaluating the effectiveness of the firm 's surveillance framework across trade and communications monitoring. The incumbent… more
    TD Bank (05/22/25)
    - Related Jobs
  • Fixed Income Spread Products Applications Support…

    Citigroup (New York, NY)
    …the development stage and are running in the daily operations of the firm . + Manages, maintains and supports applications and their operating environments, focusing ... business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets,...group provides direct support to a diverse set of trading desk all trading under the "GSP"… more
    Citigroup (05/21/25)
    - Related Jobs
  • Proprietary US Equities Trader/Active

    Hold Brothers (New York, NY)
    …proprietary traders focus primarily on technical analysis to develop their trading strategies. By utilizing multiple time-frames, our traders exercise position, ... swing, and intraday trading styles to maximize returns based on market conditions....and performance. Example: 50/1 Intra-Day + Opportunity to Trade Firm Capital based on past experience/track record + Our… more
    Hold Brothers (03/11/25)
    - Related Jobs