- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The selected ... regulatory reports across all entities under the Combined US Operations . Core Responsibilities: + Prepare or review daily/weekly/monthly/quarterly/annual and ad-hoc… more
- TD Bank (New York, NY)
- …and inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading , and ... and quantify risk as well as present sound solutions taking into account Bank operations and culture + Strong organizational and time management skills + Ability to… more
- TD Bank (New York, NY)
- …SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules ... to manage their regulatory risk. **Key Responsibilities** + Manage the day to day operations of the branch inspections team which include but not limited to: +… more
- Bloomberg (New York, NY)
- …# 10044831 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work ... central role in ensuring that innovation is pursued responsibly across our global operations . As AI becomes increasingly embedded in our products and platforms, the… more
- Insight Global (New York, NY)
- …mission-critical systems, ensuring seamless execution of production workflows across trading , risk, and analytics platforms. This leader will design, implement, ... and Requirements - 10+ years in production control, mission-critical operations , or infrastructure management within top-tier financial institutions or large-scale… more
- HSBC (New York, NY)
- …clients + Support and oversight of the end-to-end derivatives process eg Operations , Legal, Compliance, Risk, etc + Lead, mentor, and develop a high-performing ... Work with stakeholders to drive portfolio outcome consistency + Ensure all trading activities comply with internal policies and regulatory guidelines + Establish and… more
- Duane Reade (Bayside, NY)
- …standards, processing sales quickly, accurately and efficiently, cash register operations and safeguarding company assets. Key Responsibilities: * Greet customers ... change. * Issue receipts, refunds, credits, or change due to customers. * Issue trading stamps, and redeem food stamps and coupons (if applicable). * Maintain clean… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... + Support data risk second line of defense responsibilities for the US operations (starting with Corporate Functions). + Provide support for the timely escalation of… more
- MUFG (New York, NY)
- …with CLO Issuers, senior execution team members, Middle Office and Operations , Syndicate, Sales, Legal Counsel, Investors, and Rating Agencies throughout all ... analysis + Liaise with internal stakeholders such as Credit, Syndicate, Sales and Trading teams and with third parties such as external Legal Counsel, Trustees,… more
- MUFG (New York, NY)
- …- Collaborate with cross-functional teams including regulatory, finance, risk, and operations to meet reporting requirements. - Optimize Snowflake queries and data ... investment bank. - Prior experience supporting internal management reporting, particularly trading data. Personal Requirements: - Good communication skills, with the… more