• SMBC (Charlotte, NC)
    …the Quality Engineering strategy for Back Office applications supporting Fixed Income trading . + Partner with Technology, Operations , Risk, and Compliance to ... skills. + Ability to engage with Front Office, Back Office, Risk, Operations , and Regulators at senior levels. + Strategic mindset with hands-on problem-solving… more
    DirectEmployers Association (09/09/25)
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  • SMBC (Charlotte, NC)
    …Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission on December 31, 2012. Our business works in close collaboration with ... and back-office functions, including Risk Management, Compliance, Systems, Finance, and Operations . SMBC Capital Markets, Inc Front Office Technology team is looking… more
    DirectEmployers Association (10/22/25)
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  • Principal Financial Group (Raleigh, NC)
    …We're looking for an Assistant Director of Advanced Solutions in our Nonqualified Operations team! In this role you'll provide critical support on complex tax, ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
    DirectEmployers Association (10/25/25)
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  • Principal Financial Group (Charlotte, NC)
    …are looking for a sales intern to team up with our Global Distribution Operations , Wealth Advisory Services, US Retirement and Institutional Sales teams to get an ... support to Principal Asset Management's distribution teams - including Global Operations , Wealth Advisory Services, US Retirement, and Institutional Sales - through… more
    DirectEmployers Association (09/18/25)
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  • Principal Financial Group (Charlotte, NC)
    …in close partnership with the Chief Information Officer, investment and operations professionals, and business stakeholders. This leader will oversee the end-to-end ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
    DirectEmployers Association (08/07/25)
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  • Senior Software Engineer, Backend (Institutional…

    Coinbase (Charlotte, NC)
    …Prime Web3 Wallet, Commerce and Exchange. Whether the customer needs are trading , staking, governance, custody, web3 operations , or API integrations, Coinbase ... Institutional has them covered. The *Institutional Trading Derivatives team* enables derivatives trading for...The *Institutional Trading Derivatives team* enables derivatives trading for Coinbase retail and institutional customers both in… more
    Coinbase (09/11/25)
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  • CAT/Cais Reporting Analyst -Remote Flexibility…

    Raymond James Financial, Inc. (Raleigh, NC)
    …Options Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations , Trading , Compliance, IT, and Legal) + Assists and provides ... impacts + Regulatory terminology, concepts, and guidance + Back Office brokerage operations processes and procedures + Trading life cycle (Orders, Executions,… more
    Raymond James Financial, Inc. (09/30/25)
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  • TMS Compliance QA Analyst IV

    Coinbase (Charlotte, NC)
    …* Experience at crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project management or ... expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on… more
    Coinbase (08/29/25)
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  • Senior Product Manager, International Derivatives

    Coinbase (Charlotte, NC)
    …* Clear, confident communicator with strong relationship-building instincts across Sales, Trading , Risk, Prime, and Operations * Entrepreneurial and ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
    Coinbase (08/19/25)
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  • Middle Office BA

    Motion Recruitment Partners (Charlotte, NC)
    …executives). Ideal Candidate Profile + Background in **capital markets/sales & trading operations ** preferred. + Must understand **post-trade lifecycle** . ... technical background. + Primary support areas: **middle office** and **derivatives operations ** (majority of focus). **You will receive the following benefits:** +… more
    Motion Recruitment Partners (09/27/25)
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