- TD Bank (New York, NY)
- …may be placed on one of the following teams: **Syndicated Loans/ Loan Sales and Trading Team** - Team Profile: The Syndicated Loans and Loan Sales and Trading ... corporate loan from credit review, adjudication, term sheet, loan servicing, loan trading and trade settlement. Also build dashboards and monitoring. All the… more
- BMO Financial Group (New York, NY)
- …challenge. + Build relationships and collaborate with other department teams such Legal, Operations , Middle Office, and Sales & Trading . + Assist with the ... **KEY ACCOUNTABILITIES** Working directly with the Line of Business (Structured Products Trading and Sales personnel), colleagues within CMS, and Compliance, the VP… more
- Bank of America (New York, NY)
- …Hong Kong, Singapore and Tokyo providing control oversight to Sales, Trading , Electronic/Algorithmic and Research businesses across Global Markets in respect of ... team of trade surveillance specialists, focused on the Equity and Equity Derivatives Trading line of business (LOB). This position will require a good and… more
- Bloomberg (New York, NY)
- The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and ... Risk Office (CRO) Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address the… more
- JPMorgan Chase (Brooklyn, NY)
- …Obligations team as a Vice President, where you'll manage the day-to-day operations of Markets OLO activities. Collaborate with global teams to ensure compliance ... skills. **Preferred Qualifications, Skills, and Capabilities:** + Coverage of Markets Sales/ Trading business(es) is desired. + Knowledge of regulatory and control… more
- Bank of America (New York, NY)
- …and Regulatory Capital. The GMR Executive will primarily interface with the Product Trading /Marketing Heads and the product heads of other risk and support groups ... (ie Compliance, Finance, Operations , etc). Incumbents typically have over 15 years of...15 years of experience in market risk management or trading . Leadership, management, product knowledge and trading … more
- TIAA (New York, NY)
- **Sr Operations & Infrastructure Developer** Gresham Investment Management is seeking an experienced Sr Operations & Infrastructure Developer to join our team. ... ideal candidate will play a crucial role in supporting and enhancing our operations and development processes, with a specific focus on Charles River (order… more
- Neuberger Berman (New York, NY)
- …operational due diligence experience strongly preferred but comparable fund accounting, trading , fund administration, or hedge/PE fund operations experience will ... Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion… more
- Capital One (New York, NY)
- …Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. You will maintain ... + Understand relevant regulatory requirements, regulatory developments, business model, trading platforms and product changes. + Highly organized, detail-oriented,… more
- Bank of America (New York, NY)
- …ratio (LCR), as well as pending regulations (eg fundamental review of the trading book - FRTB). **Responsibilities:** + Advise senior management about the current ... with key stakeholders within Global Markets and partners (Finance, Treasury, Risk, Operations , Compliance) to deliver improved returns on financial resources + Drive… more
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