- TD Bank (New York, NY)
- …SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules ... risk. **Key Responsibilities** + Manage the day to day operations of the branch inspections team which include but...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …department of TD Bank is responsible for overseeing the management of TD Bank's: non- trading market risk, liquidity risk and capital position. This role can be based ... stakeholder + Experience with programming for extract transform load (ETL) operations and data analysis (including performance optimization) using languages such as,… more
- TD Bank (New York, NY)
- …Expense fraud, Third Party and Procurement Fraud, Rogue / Unauthorized trading fraud (including controls around trader mandate, supervision, and trade surveillance) ... matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg… more
- BlackRock (New York, NY)
- …of investment management into one integrated system. From portfolio management and trading to compliance, operations , and risk oversight, Aladdin brings together ... **About this role** **Job Description - Client Success Manager ** Aladdin is BlackRock's central technology platform that connects the key functions… more
- TD Bank (New York, NY)
- …Years of related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts and… more
- TD Bank (New York, NY)
- …end-to-end automation of finance workflows. . Partner with Finance, Risk, Operations , and Business stakeholders to ensure technology solutions meet evolving ... for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms… more
- TD Bank (New York, NY)
- …global financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , at a global financial ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- BMO Financial Group (New York, NY)
- …guidance on synthetic equity financing and collateral optimization. * Partner with trading , risk, legal, and operations to ensure seamless execution. * ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... with internal groups such as Legal, Compliance, Sanctions, Regulatory, Tax and Operations Skills and Competencies: + Team player + Independent, hardworking and eager… more