• Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …and inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading , and ... and quantify risk as well as present sound solutions taking into account Bank operations and culture + Strong organizational and time management skills + Ability to… more
    TD Bank (08/02/25)
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  • Senior US PB Sales - New York City

    BMO Financial Group (New York, NY)
    …guidance on synthetic equity financing and collateral optimization. * Partner with trading , risk, legal, and operations to ensure seamless execution. * ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
    BMO Financial Group (08/29/25)
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  • Senior Analyst, GBM Audit COO Office - Reporting…

    Scotiabank (New York, NY)
    …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank's internal controls, risk management and governance… more
    Scotiabank (08/26/25)
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  • Collateralized Loan Obligations (CLO's), Senior…

    Nuveen Investments (New York, NY)
    …+ Liaising with internal partners: Partnering with technology, compliance, legal, operations , portfolio management, trading , and other internal partners to ... RFP/DDQ responses. Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies across the… more
    Nuveen Investments (08/23/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …dealer or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
    TD Bank (08/22/25)
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  • Client Onboarding - Investment Advisors/Funds…

    Mizuho Corporate Bank (New York, NY)
    Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... with internal groups such as Legal, Compliance, Sanctions, Regulatory, Tax and Operations Skills and Competencies: + Team player + Independent, hardworking and eager… more
    Mizuho Corporate Bank (08/20/25)
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  • UHNW Product Specialist (FX & Ficc OTC…

    Bank of America (New York, NY)
    …responsibilities, professionals on the Team develop research-driven strategic and tactical trading ideas; interact with Financial Advisors to provide advice on ... custom lending + Drive strategic projects including improvements to platform, operations and servicing + Preparing term sheets, marketing materials and presentations… more
    Bank of America (08/08/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …Years of related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
    TD Bank (07/26/25)
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  • Dir - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …end-to-end automation of finance workflows. . Partner with Finance, Risk, Operations , and Business stakeholders to ensure technology solutions meet evolving ... for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms… more
    TD Bank (07/26/25)
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  • VP, Equity Research - Medical Devices

    TD Bank (New York, NY)
    …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts and… more
    TD Bank (07/12/25)
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