- TD Bank (New York, NY)
- …business of TD Securities (TDS). Projects in this space will be in support of various business-driven, regulatory, and industry initiatives. To deliver on this ... from across TD including members of the GTB businesses, GTB technology, Operations , Compliance, Legal, Risk, Payments Technology and others. The **Project** **Stream… more
- Citigroup (New York, NY)
- …risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product ... on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the...other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... regulatory expectations, proactively adapting the AML risk framework accordingly. + Support and lead regulatory exams, audits, and inquiries across multiple… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank's internal controls, risk management and governance… more
- TD Bank (New York, NY)
- …+ **Preferred Qualifications:** + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules ... **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and… more
- Amazon (New York, NY)
- …campaign execution issues and blockers by providing knowledgeable and responsive technical support to our enterprise customers: programmatic trading desks. You ... to investigate, define workarounds, and resolve defects - Provide advanced, proactive support across Amazon's advertising tech suite, including AAT, CAPI, ADM, and… more
- TD Bank (New York, NY)
- …Years of related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , and applicable rules and ... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:**… more
- TD Bank (New York, NY)
- …global financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading , at a global financial ... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring… more
- SMBC (White Plains, NY)
- …* Excellent verbal and written communication skills. * High sense of urgency to support a trading floor. * Able to follow directions, priorities, and guidance ... servers, back-up systems and firewalls. Monitor system performance daily. Provide support on all IT infrastructure-related issues. Manage incident response for any… more
- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The selected ... understanding of the financial industry and products. You will be expected to support with supervisor for the governance function of the regulatory reports, which… more
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