- TD Bank (New York, NY)
- …may be placed on one of the following teams: **Syndicated Loans/ Loan Sales and Trading Team** - Team Profile: The Syndicated Loans and Loan Sales and Trading ... corporate loan from credit review, adjudication, term sheet, loan servicing, loan trading and trade settlement. Also build dashboards and monitoring. All the… more
- Robert Half Finance & Accounting (New York, NY)
- …regulatory compliance/risk (SEC, FINRA, CFTC), and employee compliance/personal trading . The role interacts with in-house legal, investment professionals ... an annual compliance testing plan. + Review firm policies, procedures, records, and operations adhering to SEC, FINRA and CFTC Regulations. + Define test step… more
- CIBC (New York, NY)
- …Business Units (SBUs) in the measurement, monitoring and control of market, trading , operational and trading credit risks, maintaining consistent corporate ... ensuring that market risk for prime brokerage client portfolios and/or CIBC's trading desks is completely captured, quantified, and controlled. The role will include… more
- TEKsystems (New York, NY)
- …and Problem Management whilst being highly adaptable to a changing trading environment. Responsibilities include: *Application support and problem diagnosis ... individual to work in close collaboration with the Application Developers, peer Support Leads, Application Managers, Offshore teams and Infrastructure Support .… more
- TIAA (New York, NY)
- **Sr Operations & Infrastructure Developer** Gresham Investment Management is seeking an experienced Sr Operations & Infrastructure Developer to join our team. ... ideal candidate will play a crucial role in supporting and enhancing our operations and development processes, with a specific focus on Charles River (order… more
- MUFG (New York, NY)
- …FR2004 reporting, will support the Fed's FOMC Operations , and will support the Fixed Income primary and secondary trading businesses. This person will be ... application process, reporting requirements, and ongoing obligations for market participants + Support the various US Federal Open Market Operations + Broadridge… more
- NTT DATA North America (New York, NY)
- …to best practices. Familiarity with Advent-Moxy and related system and the ability to support special requests from the Director of operations is essential. + ... solutions. They provide investment processing, investment management, and investment operations solutions that help corporations, financial institutions, financial advisors,… more
- Scotiabank (New York, NY)
- …internal policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations . The US Compliance ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Citigroup (New York, NY)
- …the firms Lifecycle automation program. **Responsibilities:** + Provide analytical and administrative support to Front Office Sales and Trading and act as ... VP level position responsible for providing analytic and lifecycle support to various securities related functions, rolling into the...-Risk adjustment and Stock bookings on ExDate for the Trading floor + Project manage the Corporate Action book… more
- Bank of America (New York, NY)
- … Trading /Marketing Heads and the product heads of other risk and support groups (ie Compliance, Finance, Operations , etc). Incumbents typically have over ... 15 years of experience in market risk management or trading . Leadership, management, product knowledge and trading or quantitative skills are necessary.… more