• Senior Legal Counsel

    HSBC (New York, NY)
    …pending changes + Have conversations with external clients related to complex trading agreement negotiations and regulatory issues impacting the firm's business ... Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...join our Corporate and Institutional Legal team covering markets regulatory , working together with colleagues to define, manage and… more
    HSBC (10/24/25)
    - Related Jobs

  • Sr. Manager, Equity Derivatives Risk Oversight

    BMO Financial Group (New York, NY)
    …financial instruments such as equity, derivatives, structured liquidity derivatives, trading exotic/equity options, and complex derivatives. The role demands ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
    BMO Financial Group (10/15/25)
    - Related Jobs

  • Head of Business Continuity

    Mizuho Corporate Bank (New York, NY)
    …posture. The head of Business continuity will lead the BCP operations, the regulatory inquiries as well as the strategic initiatives. In this role you will ... all business continuity activities are robust, well-assessed, and aligned with regulatory expectations and industry best practices. This role, critical part of… more
    Mizuho Corporate Bank (09/12/25)
    - Related Jobs

  • Client Onboarding - Investment Advisors/Funds…

    Mizuho Corporate Bank (New York, NY)
    …KYC Onboarding is required. + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory , Tax and Operations Skills and Competencies: + Team ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal… more
    Mizuho Corporate Bank (08/20/25)
    - Related Jobs

  • Data Risk Management Lead - Chief Risk Office

    Bloomberg (New York, NY)
    …Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...with Bloomberg's innovation-driven culture, customer trust, and evolving global regulatory landscape. We are looking for a critical thinker… more
    Bloomberg (10/22/25)
    - Related Jobs

  • AI Transformation Managing Principal

    Capco, a Wipro Company (New York, NY)
    …on how to embed AI across core business areas such as risk, compliance , trading , and customer experience. **Generative AI Enablement & Solution Delivery** ... approach, we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls. Our teams stay at the… more
    Capco, a Wipro Company (10/28/25)
    - Related Jobs

  • Investment Banking Director - Consumer & Retail

    Citigroup (New York, NY)
    …with the Institutional Banking team.The Banker also serves as an intermediary in trading for clients.The overall objective of this role is to act as strategic ... advisor to our clients by formulating investment strategies and...on market trends + Serve as the expert on regulatory , financial and complex strategic issues relating to corporate… more
    Citigroup (10/24/25)
    - Related Jobs