- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch ... level/new securities processing team members when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... improvement + Advise and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, ... against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present opportunities… more
- US Bank (New York, NY)
- …The counterparty risk management function is responsible for the management and control of counterparty risk at US Bank. The group provides independent ... One. **Job Description** US Bank is seeking a Quantitative Analyst to provide oversight on derivative business growth covering...portfolio for internal and external constituents and manage the control framework under which counterparty risk is… more
- Santander US (New York, NY)
- …**The Difference You Make:** We are looking for a highly skilled and motivated Quantitative Analyst to join our Market Risk team. The ideal candidate will have ... & Regulatory Compliance: + Collaborate with key stakeholders, including trading desks, IT, global and local risk ...functions, geographies and lines of defense. + Advanced market risk , process, and control validation and/or assessment… more
- Bloomberg (New York, NY)
- …clients, and other external stakeholders continue to evolve. We are looking for a Senior Risk Analyst to join our team to be responsible for identifying, owning ... risks supporting our SWIFT Service Bureau (SSB). The Senior Risk Analyst will be responsible for assessing...* Understanding of risk management frameworks and Risk and Control Self Assessments (RCSA) *… more
- S&P Global (New York, NY)
- …Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing, ... reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key Responsibilities:** + Lead the design, delivery, and… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent… more
- Citigroup (New York, NY)
- …Provide product feedback based on empirical data and user behavior analysis. III. Risk & Control + Obtain and maintain all necessary registrations/licenses ... including data integrity and compliance for analytical processes. + Work closely with control functions (Legal, Compliance, Market & Credit Risk , Audit, Finance)… more
- TD Bank (New York, NY)
- …engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The ... This incumbent will ensure that surveillance alerts related to trading activities of firm employees (sales and trading...Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
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