- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Money Market/Repo Associate Trader role for a global boutique Bank firm located in midtown Manhattan. ... + Price fix/floating rate notes based on swap, credit risk and yield curve considerations + Price Repo collateral...drawn accounts + Execute all short-term funding needs and trading activities within authorized limits + Make FICC margin… more
- Citigroup (New York, NY)
- …transactions in coordination with the Institutional Banking team. The Investment Banking Associate also serves as an intermediary in trading for clients. ... The Investment Banking Associate is an intermediate level position responsible for...exposure information to analyst, as appropriate + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Citigroup (Getzville, NY)
- …entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - ... level/new securities processing team members when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Mizuho Corporate Bank (New York, NY)
- …procedures against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present ... General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank,… more
- Bloomberg (New York, NY)
- …firms rely on dozens of critical systems to develop and execute strategies, evaluate risk , track P&L, lead sales and trading , and handle settlement. The constant ... and with lower costs. That's where we come in. Bloomberg's products put control in our customers' hands. Our Enterprise Technology product team is helping Bloomberg… more