- Charles Schwab (Newport Beach, CA)
- …**qualifications** + Bachelor's degree or equivalent work-related experience + Active and valid FINRA Series 7 , 9/10 and 63 licenses + 3+ years' experience with ... and partners across the firm to deliver exceptional experiences for our clients. You will assist the Branch Manager...branch paperwork and operations flow, as well as implementing, training , and supporting new processes adopted by the firm.… more
- Robert Half Finance & Accounting (Walnut Creek, CA)
- …financial or wealth management firm. + Knowledge of financial products and services. + Series 7 and 66 licenses (preferred but not required). Excited about this ... 15 years of advisory experience, the team is known for its people-first culture and commitment to long-term relationships....top jobs, competitive compensation and benefits, and free online training . Stay on top of every opportunity - whenever… more
- Citigroup (San Francisco, CA)
- …team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses + Group 1 Insurance License ... traditional and alternative investments, managed account solutions, best-in-class research and advice for all Wealth clients. The client is at the center of… more
- Robert Half Finance & Accounting (Walnut Creek, CA)
- …or wealth management firm. + Knowledge of financial products and services. + FINRA Series 7 and 66 licenses preferred but not required. + Bilingual abilities ... to join its growing team. This firm is known for delivering highly personalized financial advice to a select...top jobs, competitive compensation and benefits, and free online training . Stay on top of every opportunity - whenever… more
- US Bank (Irvine, CA)
- …- Five or years of experience in the financial services industry - Active FINRA Series 7 , 24, 53, 63 and 65/66 licenses and state insurance licenses **Preferred ... will also partner with regional teams to identify supervision and compliance training needs for Financial Advisors and other registered representatives, while… more
- Citigroup (Downey, CA)
- …team player able to work without direction . Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses . Group 1 Insurance License ... traditional and alternative investments, managed account solutions, best-in-class research and advice for all Wealth clients. The client is at the center of… more
- City National Bank (San Francisco, CA)
- …or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of the time ... both personal and professional demeanor and ethical behavior *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: $101,231 - $172,355 per year. Exact… more
- Manulife (CA)
- …Degree preferred + Minimum of 3-5 years of asset management wholesaling experience required + Series 7 and 66 or 63 licenses required + CFA or CIMA designation ... strategies. John Hancock has been helping individuals and institutions build and protect wealth for 159 years. At a time when trust and confidence are at a premium,… more