• Consumer Investments - Investment Specialist…

    Bank of America (Jacksonville, FL)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Jacksonville, Florida **To proceed with your application, you must be at least 18 ... how we run our company and how we deliver for our clients, teammates, communities and shareholders every day....pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (07/24/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …departments. + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), ... proactive measures. + Act as the go-to supervision partner for technical issues, ongoing training , and all...grandfathering cannot be applied. + Required to have a Series 7 , 24 (within 90 days of… more
    Raymond James Financial, Inc. (07/26/25)
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  • Centralized Brokerage Client Service Associate…

    Truist (Tampa, FL)
    …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... in Orlando, FL; Tampa, FL or Charlotte, NC. Responsible for the general servicing and support of the Financial...the Series 7 or Series 66 will be considered… more
    Truist (07/15/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Orlando, FL)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible Employees of… more
    Truist (08/08/25)
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  • Wealth Regional Supervisor Specialist Team Leader

    Truist (Tampa, FL)
    …+ Manage a team of 4 - 10 Supervisors. + Provide coaching and focused training for team as needs are identified. + Perform escalated review of complex ... with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53 and 66 licenses...Series 4 license **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular… more
    Truist (07/08/25)
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  • Wealth Relationship Manager - Divisional…

    Truist (Orlando, FL)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... America) **Please review the following job description:** Dedicated relationship manager for Complex Managers, Divisional Directors and advisors while maintaining a… more
    Truist (07/08/25)
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  • Advisor, Supervision - Communications Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license(s) for assigned functional area preferred or the ... review, social media and e-mail review teams. The advisor for this team will administer and analyze various communication...grandfathering cannot be applied. + Required to have a Series 7 , 24 and 65, 63. … more
    Raymond James Financial, Inc. (07/26/25)
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  • Advanced Diagnostic Radiologic Technologist…

    Veterans Affairs, Veterans Health Administration (West Palm Beach, FL)
    …utilizing specialized series to visualize the anatomy and pathology necessary for diagnosis. The radiographic goal of CT is to provide high quality axial ... of this qualification standard are considered to have met all qualification requirements for the title, series and grade held, including positive education and… more
    Veterans Affairs, Veterans Health Administration (07/11/25)
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  • Vice President, Branch Manager- International

    Charles Schwab (Coral Gables, FL)
    … bonus or incentive opportunities.** **What you have** **Required qualifications** + Active and valid Series 7 license + Active and valid Series 66 (or ... diverse and multi-faceted organization. We are the international center of excellence for the firm across Investor Services, Advisor Services, Stock Plan Services… more
    Charles Schwab (08/08/25)
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  • Regulatory Operations Analyst | Financial…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level ... protocols. + Organize and prepare complex documents using a variety of applications for technology devices, such as standard office software. Also responsible for more
    Raymond James Financial, Inc. (07/26/25)
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