- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel Required** + Yes, 20 % of the ... Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who oversee Quality...processes and controls. + Provide feedback loops to improve training , guidance, and system design. + Oversee sampling and… more