- Charles Schwab (Houston, TX)
- …opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) license ... provide investment guidance and support to clients. You will be responsible for increasing branch revenue while expanding its client base. Additionally, you will… more
- Bank of America (San Antonio, TX)
- …termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , 63, and 65. FOR PRIVATE WEALTH MANAGEMENT ONLY.This **Elite ... Management + Customer Service Management + Process Simplification **Required Qualifications:** + ** Series 7 , 63/65 or 66 or equivalent; must obtain all… more
- Bank of America (Dallas, TX)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63(Must obtain SIE, series 7 & 63 ... Sr. Relationship Manager, Global Commercial Banking - Healthcare, Education, Not- for -Profit (Dallas) Dallas, Texas **To proceed with your application, you must be at… more
- Entergy (Beaumont, TX)
- …States is a precondition to employment in this position. Entergy will not sponsor candidates for work visas for this position. This position can be filled as ... Perform all tasks and meet experience; special qualifications; and physical qualifications for the Automotive Hydraulic Technician Apprentice 1 and those listed … more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- …of this qualification standard are considered to have met all qualification requirements for the title, series and grade held, including positive education and ... privileges as outlined in the individual's practice area-based scope of practice for the Clinical Pharmacy Specialist (CPS) in Mental Health to provide comprehensive… more
- Wells Fargo (Houston, TX)
- …2 days a week between Dallas and Houston TX and occasionally Tulsa, OK. + Registration for FINRA Series 7 must be completed within 90 days of hire ... a peer mentor in addition to involvement with the training of junior staff + Have responsibility for...hire. FINRA recognized equivalents will be accepted. + Registration for FINRA Series 79 must be completed… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... + Team Collaboration: Join a supportive team environment with opportunities for personal and professional growth. Qualifications: + 1-2 years of experience… more
- Bank of America (Dallas, TX)
- …and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge related to retail ... of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place… more
- Capital One (Plano, TX)
- …Specialists) certification, or CIPP (Certified Information Privacy Professional) certification, or Series 7 certification, Series 24 certification, or ... the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results, providing compliance advice to lines of business as… more
- Veterans Affairs, Veterans Health Administration (Corpus Christi, TX)
- …(February 7 , 2018) are considered to have met all qualification requirements for the title, series and grade held, including certification requirements. ... a range of standard, but complex, diagnostic procedures with responsibility for checking calibration of instruments prior to the procedure. Responsibilities Total… more