- Equitable (Dallas, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... must be authorized to work in the United States ** Training & Development** + **FINRA Sponsorship** : provided ...Training & Development** + **FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)**… more
- Wells Fargo (Houston, TX)
- …Expectations:** + Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 must be completed within 90 days of ... this role:** Wells Fargo is seeking an Executive Director-level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The Renewables… more
- Edward Jones (El Paso, TX)
- …ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... philosophy that has helped our clients achieve their goals for nearly a century. Empowering you to deliver tailored...As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities, as… more
- Veterans Affairs, Veterans Health Administration (Garland, TX)
- …Requirement (IOR). An IOR is a basic requirement that must be met in order to qualify for entry into this job series , and it is something that can't be waived. ... of applying experience and skill to a wide range of concepts and practices for developing new or modified work methods or practices. Organizational Location of the… more
- Raymond James Financial, Inc. (Fort Worth, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... **Job Summary** Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is… more
- Raymond James Financial, Inc. (Frisco, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... **Job Summary** Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is… more
- Ally (Austin, TX)
- …training **The Skills You Bring** * 1+ year of Brokerage Experience required * FINRA Series SIE, 7 and 63 required * 1+ year of Financial Fraud (Banking, AML, ... interaction and presentations with internal partners and leaders, and perform a series of reviews (including detailed link analysis) utilizing various tools and… more
- Bank of America (Mckinney, TX)
- …of client needs and potential product services recommended **Required Qualifications:** * **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** ... with the condition that a passing score is received for the missing series within 60 days....**one year experience** in the investments industry, including investment training and in-depth knowledge of investment products and services.… more
- Bank of America (Cypress, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... with the condition that a passing score is received for the missing series within 60 days....one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services.… more
- Bank of America (Dallas, TX)
- …knowledge of client needs and potential product services recommended Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... with the condition that a passing score is received for the missing series within 60 days....one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services.… more