• Audit Manager - Consumer Compliance

    American Express (New York, NY)
    …+ Knowledge of Compliance risk management processes including compliance risk assessment, testing and monitoring, training , reporting, complaints ... As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills,… more
    American Express (07/18/25)
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  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    …in-person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance officers to ensure training ... future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales...experience, including policies and procedures development, the provision of compliance training , compliance risk assessments,… more
    Scotiabank (07/28/25)
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  • Senior Compliance Analyst

    Heritage Financial Credit Union (Middletown, NY)
    … and employees. The Senior Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program with a primary focus on ... PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Credit Union (CU) that reasonably ensures… more
    Heritage Financial Credit Union (05/23/25)
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  • Senior Compliance Officer - Surveillance,…

    TD Bank (New York, NY)
    …the reputation of Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to business units in ... integrity across multiple trading desks and asset classes. + Surveillance Data Management : Support the ingestion, transformation, and validation of trading data… more
    TD Bank (07/22/25)
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  • Manager - Enterprise Compliance Advisory…

    American Express (New York, NY)
    …Approval, Regulatory Change Management , Risk and Control Self-Assessment and Issue & Event Management . + Support the BU Compliance Teams on compliance ... Advisory & Practices (ECAP) team is accountable for enterprise-level 1LOD compliance procedures, reporting, training , and quality assurance. This role is… more
    American Express (07/29/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …and exercise credible challenge. + Support issue management , and support a culture of compliance across the enterprise. + Participate in, and ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support ...routine information + Provides day to day interaction and support to Management + Oversees/executes and/or performs… more
    TD Bank (06/21/25)
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  • Head of Compliance , Commercial…

    TD Bank (New York, NY)
    …Business:** Compliance **Job Description:** **Job Details:** * Provides people management leadership by hiring the best talent, setting goals, developing staff, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported… more
    TD Bank (07/24/25)
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  • Vice President, Compliance - Monitoring…

    TD Bank (New York, NY)
    …metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified findings. + Support ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...activities. + Identify areas for enhanced Monitoring, Testing or training . Core Compliance + Design and develop… more
    TD Bank (07/26/25)
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  • Head of Consumer Lending Compliance

    City National Bank (New York, NY)
    … related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution such as a ... broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within a Compliance Investment Management… more
    City National Bank (06/29/25)
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  • Senior CRA Compliance Officer - US CRA

    Banco Popular Puerto Rico (New York, NY)
    …+ Provide support to management in the execution of the compliance training program, including drafting training materials, and conducting ... members and management providing a range of support , guidance, and analysis on regulatory compliance ...training as needed; + Support the Bank's CRA Program, including monitoring of the… more
    Banco Popular Puerto Rico (07/10/25)
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