- American Express (New York, NY)
- …processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to ... issue management . The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits… more
- MTA (New York, NY)
- …not limited to training , communications, employee counseling, activity approvals and management of ethics/ compliance issues. + Assist in the preparation of ... assisting in the planning, directing, and administering the operations within the Compliance function. Additionally, this position will support the Agency Chief… more
- TD Bank (New York, NY)
- …preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment ... oral and written communication skills. + Ability to make, support and defend difficult and complex regulatory/ compliance ...and we're committed to helping you identify opportunities that support your goals. ** Training & Onboarding** We… more
- MTA (Jamaica, NY)
- …well as marketing, training and communication of the program to ensure compliance with the NYS Accountability, Audits and Internal Control Act as mandated by ... training , and communication of the program to ensure compliance with the NYS Accountability, Audits, and Internal Control...requests and resolve issues + Assist in oversight and management responsibility of the MTA's Corporate Compliance … more
- Bowery Residents Committee (Manhattan, NY)
- …and analyzing findings to support service provision . Additionally, the Program Compliance Coordinator serves as the training lead, delivering training ... based on chart review findings and program trends to support case management and clinical staff. The...review findings . + Develop and maintain a program compliance training curriculum based on best practices,… more
- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The...Maintaining logs for important and non-public information. Conducting required training for ACBD1 staff. + Compliance Library:… more
- Cushman & Wakefield (New York, NY)
- …+ Coordinate ethics & compliance policy lifecycle management . + Support the deployment of our global E&C training and communications initiatives, ... of the Ethics & Compliance program, including the case management system, hotline administration, training platforms, third party management… more
- Bank of America (New York, NY)
- …in strategic initiatives (internal or regulator-driven) in the Business and in Compliance and Operational Risk. + Identify training needs, conduct in-person ... training and contribute to training curriculum. + Update relevant policies and procedures to...controls. + Assist in the execution of governance and management routines. + Provide independent compliance and… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training , and advisory matters for mortgage ... including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT… more
- NBC Universal (New York, NY)
- …+ Provide operational support to legal counsel on key compliance program areas, including policy development, training implementation, risk assessments, ... and third-party due diligence. + Manage and support compliance tools and systems, including data dashboards. + Maintain compliance data and reporting… more