- NBC Universal (New York, NY)
- …+ Provide operational support to legal counsel on key compliance program areas, including policy development, training implementation, risk assessments, ... and third-party due diligence. + Manage and support compliance tools and systems, including data dashboards. + Maintain compliance data and reporting… more
- TD Bank (New York, NY)
- …organization at TD - and we're committed to helping you identify opportunities that support your goals. ** Training & Onboarding** We will provide training ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts… more
- Aflac (New York, NY)
- …exceptions to regulatory or policy requirements receive appropriate corrective action. + Provide compliance support to the due diligence program for new and ... general account portfolio was $111 billion. The investment teams support GI's overall goals and objectives by providing market...10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus)… more
- Anywhere Real Estate (Rochester, NY)
- …policies, procedures, and overall communications. + Maintain and automate contract compliance activities, generating comprehensive reports for management . + ... meetings to communicate internal and supplier updates. + Provide training and guidance on contract compliance best...value to agents and brokers through powerful marketing, sales support systems, training , mentorship, and tools &… more
- City of New York (New York, NY)
- …Program Units and CACFP Unit. Support the development and presentation of compliance -related training for program management units and service providers. ... educational policies, and public health standards. Professional Development & Compliance Support : Assist in designing, coordinating, and facilitating… more
- American Express (New York, NY)
- …with risk colleagues such as Privacy and Conduct Risk. This position will also support effective compliance risk management oversight to promote safe and ... Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management ...through our Healthy Minds program + Career development and training opportunities For a full list of Team Amex… more
- Highmark Health (Albany, NY)
- … Program including auditing/monitoring operational processes, conducting or overseeing compliance investigations, and ensuring that adequate training takes ... but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training , investigations, and the impacts of new and… more
- SMBC (New York, NY)
- …strengthening the firms culture of compliance . + Foster strong relationships with compliance teams, business lines, and key support functions such as Legal, ... the critical responsibility of managing the communication, awareness, and training framework aimed at supporting the firm's culture, valued...plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project… more
- American Express (New York, NY)
- … to design and implement effective controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control ... policies. + Provide guidance on new initiatives and system changes to ensure compliance risks are appropriately addressed. + Lead training and awareness programs… more
- CIBC (New York, NY)
- … Compliance program to support the initiative is implemented; + Conducting Compliance training on matters pertaining to CFTC, SEC, NFA and SEF rule ... Dealer Compliance Officer is responsible for performing important advisory, training , surveillance and analytical functions to support CIBC's Swap Dealer… more