- Janus Henderson Investors (New York, NY)
- …+ Coordination: Work closely with portfolio management, operations, and transaction management teams to ensure successful execution of trading strategies. ... You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and… more
- HSBC (New York, NY)
- …cash management wallet share and grow revenues + Adopt a needs-based advisory approach to understand individual customer, as well as industry sector requirements, ... and its operational and regulatory implications on structures, instruments and transaction economics. + Proven experience in managing large complex relationships in… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain ... provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on opportunities to meet and exceed our Community… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain ... provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on opportunities to meet and exceed our Community… more
- Scotiabank (New York, NY)
- …A minimum of 7-10 years of compliance experience, including experience providing advisory support to a broker-dealer equities sales and trading business. + Knowledge ... FINRA rules and regulations pertaining to Sales and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT)… more
- JPMorgan Chase (New York, NY)
- …Product Development team is responsible for launching and managing fee based, advisory products for distribution across four distinct US distribution channels. These ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
- Aflac (New York, NY)
- …issues as appropriate to senior leadership. + Partner effectively with investment advisory staff along with internal departments such as Operations, Risk, Legal, ... compliance related issues. + Provide guidance on permissible investment and transaction -related activities. + Develop and provide training and guidance on internal… more
- Citigroup (New York, NY)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our commitment to diversity includes ... provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on opportunities to meet and exceed our Community… more
- Eliassen Group (Albany, NY)
- …within the hobby gaming industry + Experience with eCommerce and high-volume transaction -based applications + Experience with: + GitHub Actions + Terraform + ... and achieve more with their technology solutions, financial, risk & compliance, and advisory solutions, and clinical solutions. With offices from coast to coast and… more
- Mizuho Corporate Bank (New York, NY)
- …+ Bachelor's degree; prior experience as an AML investigator in a transaction monitoring and SAR writing capacity or equivalent experience or education. + ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more