- JPMorgan Chase (New York, NY)
- …regulatory requirements + Effectively manages timelines and dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
- S&P Global (New York, NY)
- …to ensure compliance with criteria and identify issues with the transaction structure. Provide feedback to external parties. + Actively manage relationships ... Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy… more
- Anywhere Real Estate (Buffalo, NY)
- …knowledge in thorough testing, robust resiliency features, effective monitoring capabilities, comprehensive documentation, and close collaboration + Experience ... positions us as a trusted advisor throughout every stage of the real estate transaction . **We pursue talent** - strategic thinkers who are eager to always find a… more
- JPMorgan Chase (New York, NY)
- …development (eg, on topics like AI-enabled value creation and AI agents), monitoring industry trends (eg, through engagement with AI transformation leaders, academic ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
- JPMorgan Chase (New York, NY)
- …and sector trends to identify investment opportunities + Conduct surveillance and monitoring to identify risks to holdings while also enhancing surveillance tools ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
- TD Bank (New York, NY)
- …the effectiveness of the firm's surveillance framework across trade and communications monitoring . The incumbent will report to the Director of Surveillance Quality ... industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our… more
- Mizuho Corporate Bank (New York, NY)
- …include but are not limited to: (1) Ensuring accurate and timely loan transaction servicing (2) Overseeing the review and of loan documentation relating to the ... + Loan System booking, controls and reconciliation + Exception and control report monitoring + Effectively manage all audits and close all required audit and risk… more
- JPMorgan Chase (New York, NY)
- …tracking (MLflow, Weights & Biases) + MLOps - Experience in Monitoring & Maintenance strategies (Drift detection, retraining strategies); Good understanding in ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
- SMBC (New York, NY)
- …Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction ... Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The Regulatory… more
- JPMorgan Chase (New York, NY)
- …insights to stakeholders. + Lead end-to-end delivery-initiation, planning, execution, monitoring and closure-using Agile, Waterfall or hybrid methodologies as ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
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