- JPMorgan Chase (New York, NY)
- …investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total ... rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity,… more
- HSBC (Buffalo, NY)
- …outstanding quality, tone, passion, demeanor and pride in each and every customer transaction As an HSBC employee, you will have access to tailored professional ... development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming and inclusive work environment. You will be empowered to drive HSBC's… more
- TD Bank (New York, NY)
- …and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of assets)** **Leads/facilitates and/or ... implements actions/remediation plans to address performance/risk/governance issues** **Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with enterprise and/or regulatory… more
- Ankura (New York, NY)
- …and their counsel with regulatory compliance, operations, disputes, investigations, and transaction support and due diligence. + Ankura's pharmacy team assists ... counsel across the entire spectrum of pharmacy benefits, including retail, hospital, and specialty pharmacies; distributors; pharmacy benefit managers; and plan sponsors. Our expertise includes: the quantification of financial exposure through analytic and… more
- American Express (New York, NY)
- …with compliance testing- complaints, customer promises, customer risk rating, transaction monitoring, and suspicious activity reporting processes. Familiarity with ... regulatory frameworks (specifically Reg D, Reg Z, Reg J) **Skills & Competencies:** + Strong analytical and problem-solving skills. + Excellent written and verbal communication abilities. + Sound judgment and decision-making under pressure. + Ability to guide… more
- Wells Fargo (White Plains, NY)
- …an application and without offering or negotiating terms of a dwelling secured transaction . Individuals in a LO position also must meet the Loan Originator ... requirements under Regulation Z (LO) outlined in the job expectations below **Required Qualifications:** + 4+ years of Business Banking experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military… more
- Fujifilm (Albany, NY)
- …ethical standards and to ensure a comprehensive understanding. + Perform transaction monitoring review. + Perform and manage third-party intermediary due diligence. ... + Perform the annual Anti-Corruption and Antitrust Self-Audits. + Promote compliance awareness through ongoing communication and engagement initiatives. + Collaborate with other members of the Compliance Department on Investigations and Policy Audit. + Advise… more
- US Bank (New York, NY)
- …internal audit coverage across Business Line Operations, which includes Transaction Processing and Shared Services (TPSS), Operations Transformation Initiatives, ... Corporate Functions Chief Risk Office for Operations and Wealth Management, Commercial and Business Banking, Investment Advisory Services and Trust Products Operations (WCIBO), Consumer, Business and Treasury Operations (CBTO) and the Client Service Center… more
- JPMorgan Chase (New York, NY)
- …investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total ... rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity,… more
- New York State Civil Service (Wantagh, NY)
- …approval and processing* Working with Albany/Headquarters on any credit card transaction disputes* Scheduling and conducting audits as necessary ensuring all ... regional requirements are met* Maintain small office and POS equipment; ensure all equipment resources are kept in working order and address any issues as needed to maintain a functioning department* Other related duties as needed Minimum Qualifications… more