- Truist (New York, NY)
- …8. Ability to travel , occasionally overnight. Preferred Qualifications: 1. Strongly preferred: FINRA Series 7 , and 66 licenses ( Series 63 & 65 can be ... 1. Bachelor's degree in Accounting, Business, Finance or related field, or equivalent education and related training. 2. 5+ years of experience in a financial… more
- Citizens (Rochester, NY)
- …receive training materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely ... received from business partners, and providing sales activity reporting. Travel within assigned geographic location may be required. Primary...SIE licenses required + Must be able to obtain Series 7 and 66 within specific timeframe… more
- Veterans Affairs, Veterans Health Administration (Northport, NY)
- …standard are considered to have met all qualification requirements for the title, series and grade held, including positive education and licensure that are ... usual standards of productivity are not applicable due to road travel time requirements. The Physical Therapist interprets findings from examination, diagnostic… more
- TD Bank (New York, NY)
- …for HNW, MA and/or Institutional clients + Certified Financial Planner (CFP) designation is preferred + Series 7 , Series 63 + 65 or 66 and Series ... community initiatives + Involved and represents TD Wealth in Industry forum(s) ** Education & Experience:** + A results-oriented and highly credible individual with a… more
- TD Bank (Middle Village, NY)
- …degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + Required to have L&H and ... Department of Financial Services, etc.) + Ensures all Continuing Education requirements are attained + Responsible for understanding and...Series 66 (or equivalent) or the ability to obtain… more
- Bank of America (New York, NY)
- …+ 5+ years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 ... specializing in goals-based wealth management, including planning for retirement, education , legacy, and other life goals through investment advice...or (4, 24, 53 combination).If Series 9 & 10 not currently held, must be… more
- JPMorgan Chase (New York, NY)
- …Skills** + Minimum of 5 years' experience in investments and financial institutions + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within 90 ... solutions, and advice. The team engages and supports Advisors to provide product education and guidance, connecting the value proposition of our platforms with the… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …privileges. Documents results of assessments, consultations, and interventions. Provides education with recovery-oriented core principles to patients, family members ... in more than one program or clinic and may be required to travel depending on assignment. Performs duties independently and reports programmatically and clinically… more
- BankOnBuffalo (Buffalo, NY)
- … education funding, and financial planning. CFP or similar professional designation preferred. FINRA Series 7 and 63 licenses plus Series 65 or 66, plus ... 4-year degree in related field or equivalent combination of education and/or experience. Minimum of 7 years'...required to lift 30 pounds in weight. Ability to travel to all market areas for client meetings and… more
- Guardian Life (Albany, NY)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more