- Neuberger Berman (New York, NY)
- …communication, and ability to articulate and present ideas effectively both orally and in written form. + Series 7 , 63 and 65 or Series 7 and 66 licenses ... based on several factors including, but limited to, relevant education , qualifications, certifications, experience, skills, seniority, geographic location, business… more
- City National Bank (New York, NY)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * The SFA ... collaboration with PBB colleagues. * Establish sales calls and travel to attend sales meetings and client and colleague...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- T. Rowe Price (New York, NY)
- … education and relevant experience AND + 8+ years of total relevant work experience + FINRA Series 7 AND 63/65, OR Series 7 AND 66 Preferred: + ... up on items to ensure Specialists are ready for field engagements. + Travel /Client Engagements: Attend conferences to represent the firm and generate leads. + CRM… more
- Edward Jones (Sunnyside, NY)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... achieve their long-term financial goals: retirement, building wealth, estate strategies, funding education and more. As a financial advisor with Edward Jones, you'll… more
- New York State Civil Service (Westhampton Beach, NY)
- …Appointment Type Permanent Jurisdictional Class "Other" (generally Military Law positions) Travel Percentage 20% Workweek Mon-Fri Hours Per Week 40 Workday From ... 7 AM To 4 PM Flextime allowed? No Mandatory...applicable databases.* Periodic overtime may be required * Periodic travel may be required to other facilities; to attend… more
- TD Bank (New York, NY)
- …proven track record in a high-level management role within wealth management or private banking + FINRA Series 7 , 24, and 66 (or equivalent - Series 9, 10) + ... & AMCB to deliver thought leadership and guidance on regulatory risk mitigation ** Education & Experience:** + Bachelor's degree and progressive work experience + 10+… more
- TD Bank (Rego Park, NY)
- …of success + In-depth knowledge of investment products and services + Required Registrations: SIE, Series 7 and Series 65/66 required - if the TFA only ... NY Department of Financial Services, etc.) + Ensures all Continuing Education requirements are attained + Responsible for understanding and adhering to… more
- The Estee Lauder Companies (New York, NY)
- …skills + Minimum Education level: College Degree + Minimum Years of Experience: 5⁃ 7 + % Travel Time: 10% **Pay Range:** The anticipated base salary range ... and territories under brand names including: Estee Lauder, Aramis, Clinique, Lab Series , Origins, MAC, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London,… more
- Broadridge Financial Solutions (New York, NY)
- …(roughly 35%) to client sites and events. + PowerBI skills are a plus + Current FINRA Series 7 and Series 63 license or ability to qualify for one required. ... salary including, but not limited to, relevant experience, skills, and education . Please visit www.broadridgebenefits.com for more information on our comprehensive… more
- Guardian Life (New York, NY)
- …+ Minimum 3-5 years' recent experience in financial services fraud investigations + Series 7 and CAMS and/or CFE designation strongly preferred (or willingness ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more