- Canandaigua National Bank & Trust (Pittsford, NY)
- …for the team. Determines work procedures and workflow while ensuring area compliance with all operating policies and procedures. Provides coaching, guidance, and ... training to direct reports, including annual performance reviews. + Ensures that the team is properly staffed and that the staff is trained to meet internal and external customer service objectives. + Prepares work schedules and manages workflow to maximize… more
- Cherry Bekaert (NY)
- …in core financial institution capabilities including loan and credit operations, trust services, financial reporting, compliance management, and branch ... + Champion the evolution of RAS offerings, including Internal Audit, Regulatory Compliance , Risk Management, and SOX. Leverage technology to enhance delivery and… more
- Amazon (New York, NY)
- …Know Your Customer), regulatory engagement, responsible artificial intelligence (AI), and compliance initiatives for customer trust related regulations such as ... with applicable regulations and policies, we expanded Customer Trust to include Governance, Risk & Compliance ...Customer Trust to include Governance, Risk & Compliance and Audit & Oversight. Basic Qualifications - 3+… more
- Bloomberg (New York, NY)
- … Compliance Paralegal team, working closely with members across the Legal & Compliance Department. **We'll trust you to:** + Prepare and file trademark ... Trademark Paralegal Location New York Business Area Legal, Compliance , and Risk Ref # 10043920 **Description &...make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our… more
- Capital One (New York, NY)
- …more areas of compliance , such as consumer, brokerage, wealth management, or trust + 1+ years of experience with data analytics tools and performing data ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- MongoDB (New York, NY)
- …month, it's no wonder that leading organizations, like Samsung and Toyota, trust MongoDB to build next-generation, AI-powered applications. As a Staff Technical ... delivery of high-impact, cross-functional programs that are critical to our security, compliance , and identity & access management (IAM) strategy. You will own the… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, ... surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)… more
- New York State Civil Service (Albany, NY)
- …of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23 ... * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and… more
- TD Bank (New York, NY)
- …constructive relationships between the commercial and operations Senior Management and the Senior Compliance Leaders to build and maintain trust in TD by our ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- BMO Financial Group (New York, NY)
- …stakeholders and trust with regulators. + Analyze and report on compliance data, and related data to gain insights on regulatory risk. + Oversee ... the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more