• Associate , Broker-Dealer Private Side…

    SMBC (New York, NY)
    …member or observer of various committees such as the New Product, Underwriting , Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory ... Associate role assists in managing coverage areas or processes under the oversight of one or more senior team members. Incumbents are typically developing subject… more
    SMBC (10/13/25)
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  • Equity Research Associate - Biotechnology

    TD Bank (New York, NY)
    …TD Cowen, a division of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New York. Equity Research Analysts ... their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight,… more
    TD Bank (10/12/25)
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  • Trade Surveillance Associate (Compliance)…

    TD Bank (New York, NY)
    …this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience ... their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight,… more
    TD Bank (10/12/25)
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  • Associate - Global Markets Documentation,…

    TD Bank (New York, NY)
    …team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for providing best-of-class service to ... their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight,… more
    TD Bank (10/12/25)
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  • DCM - Associate

    Santander US (New York, NY)
    DCM - Associate Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We ... business development goals. + Oversees the development of financial models and underwriting criteria in support of the groups origination activities. + Oversees… more
    Santander US (10/01/25)
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  • Infrastructure Finance and Clean Energy Finance…

    Citigroup (New York, NY)
    ICM's objective is to provide integrated "end-to-end" credit underwriting , identification, measurement, management, and monitoring for wholesale credit risk across ... the enterprise. Within ICM, the Credit Underwriting function (ICM-UW) provides analysis, greenlight, underwriting , first-line-of-defense credit approval and… more
    Citigroup (10/16/25)
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  • Commercial Credit Associate CRE…

    M&T Bank (Buffalo, NY)
    …credit issues. * Liaison between Commercial Banking Relationship Managers and the Underwriting Team for facilitating credit needs of customers, whether through new ... requests, modifications or annual reviews / renewals. Includes documenting and tracking of relevant information, reports and memos to ensure necessary credit approvals are obtained, documented and adhered to from fulfillment through closing and maintenance in… more
    M&T Bank (12/02/25)
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  • Sr. Compliance Officer - Monitoring & Testing…

    TD Bank (New York, NY)
    …their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, ... extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
    TD Bank (11/22/25)
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  • Transaction Execution Management…

    SMBC (New York, NY)
    …SMBC's proprietary systems and internal processes. + Experience coordinating across Underwriting , Capital Markets, Credit, KYC, and Operations is a plus. ... **Additional Requirements** SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of… more
    SMBC (11/07/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, ... extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
    TD Bank (09/20/25)
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