- TD Bank (New York, NY)
- …in timely issue resolution and escalate matters to Managers or the Senior Manager when appropriate. + Have a good understanding of accounting principles and ... and may be accountable for managing ongoing activities, processes and functional programs + Contributes to setting standards within area of expertise + Solves… more
- TD Bank (New York, NY)
- …independently and collaboratively under tight deadlines. The VP, Specialized Finance Manager , TDS provides seasoned specialized knowledge, advice and/or guidance to ... and / or complexity + Independently manages end-to-end finance programs + Solves or may lead others to solve...needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and… more
- TD Bank (New York, NY)
- …Relations Core Compliance assists in the development and execution of core compliance programs and processes and helps manage the various relationships with our US ... the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- TD Bank (New York, NY)
- …implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development. Key… more
- TD Bank (New York, NY)
- …Audit) to assess risks, develop and implement proactive strategies, tactics and programs to effectively manage regulatory and governance issues for the Trader ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business (Accounting or… more
- Huntington National Bank (New York, NY)
- …and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned ... documentation in consultation with legal counsel, the assigned RM/Banker, Underwriter/Portfolio Manager and CMFG leadership + Manage a portfolio of commercial… more
- TD Bank (New York, NY)
- …results to draw conclusions, make recommendations, assess the effectiveness of programs / policies/ practices + Monitor service, productivity and assess efficiency ... and coordinate tracking and reporting of Compliance function initiatives and programs + Prepare summaries, communications, reports and presentations for management,… more
- TD Bank (New York, NY)
- …including consultation with multiple stakeholders + Impacts a range of functional programs and operations across own and related teams + Interprets guidelines, ... that relate to activities for our business area + Ensures respective programs /policies/practices are well managed, meets business needs, complies with internal and… more
- TD Bank (New York, NY)
- …surveillance output and analyst dispositions of alerts, and suggested enhancements to the program . Through due diligence, and with a strong sense of integrity, we ... help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- TD Bank (New York, NY)
- …results to draw conclusions, make recommendations, assess the effectiveness of programs / policies/ practices * Monitor service, productivity and assess efficiency ... and coordinate tracking and reporting of Compliance function initiatives and programs * Prepare summaries, communications, reports and presentations for management,… more