- M&T Bank (Getzville, NY)
- …skills, and experience will inform their specific compensation. **Location** Getzville, New York, United States of America M&T Bank Corporation is an ... property, including appearing in court on behalf of M&T Bank and supplying attorneys involved with the case, necessary...as set out by management. + Adhere to applicable compliance/ operational risk controls in accordance with Company… more
- SMBC (New York, NY)
- …management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk management expertise is a plus. + Strong ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...second lines of defense on IT, cybersecurity, and technology risk management topics, including leading preparations for various exams.… more
- Mizuho Corporate Bank (New York, NY)
- Operational Resilience Americas Department The Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate ... recovery, third-party, and technology resilience capabilities in alignment with defined risk appetites. + Collaborate with operational resilience pillars to… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...Monitor and resolve Fixed Income customer ad-hoc inquiries across US Rates and Credit. + Monitor and resolve reporting… more
- HSBC (New York, NY)
- …arrangements and internal controls are in place, including processes for management of operational risk , in accordance with Company and regulatory standards. + ... get it done. And we want you to help us build the bank of the future!...by applicable law. **Job Field:** Audit **Primary Location:** North America- United States -New York-New York **Other Locations:** North… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $68,640 - $112,320 USD TD is committed to providing fair and ... over 27 million households and businesses in Canada, the United States and around the world. More...accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at ###@td.com… more
- M&T Bank (Ballston Lake, NY)
- …skills, and experience will inform their specific compensation. **Location** Ballston Lake, New York, United States of America M&T Bank Corporation is an ... Officer in providing required reporting as needed. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... of clients that include some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than 35 offices around the… more
- UMB Bank (Albany, NY)
- …performing independent, quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate ... summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the level of risk observed in the branch… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank , we're on a journey...At US Bank , we're on a journey to do our...ongoing support for planning technology, tools, and best practices Operational Excellence and Risk Management: - Lead… more