- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... of clients that include some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than 35 offices around the… more
- Amalgamated Bank (New York, NY)
- …of our employees and customers. Essential Job Functions: + Applies knowledge of Bank operations to develop and maintain risk assessments and contributes results ... internal controls that mitigate the risks in all assigned operational processes. + Develops risk and controls...& Financial Advisor (CTFA) + Certified Fiduciary & Investment Risk Specialist (CFIRS) + Certified Bank Auditor… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... of clients that include some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than 35 offices around the… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...and/ or your supervisor as required + To escalate risk events immediately. + To provide input to … more
- Marex (New York, NY)
- …Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for your role ensuring that all regulatory ... of clients that include some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than 35 offices around the… more
- HSBC (Buffalo, NY)
- …Technology controls and partnering with 2nd and 3rd Lines of Defence (LOD) including Operational Risk , ISR, Internal Audit etc. on coverage of Business or ... or any other trait protected by applicable law. **Job Field:** Technology **Primary Location:** North America- United States -New York-Buffalo **Req ID:** 0000LC2K more
- M&T Bank (Getzville, NY)
- …skills, and experience will inform their specific compensation. **Location** Getzville, New York, United States of America M&T Bank Corporation is an ... Occasionally review work of peers. + Adhere to applicable compliance/ operational risk controls in accordance with Company...lead others. Knowledge of State and Federal regulations and Bank policy for all states that the… more
- M&T Bank (Getzville, NY)
- …skills, and experience will inform their specific compensation. **Location** Getzville, New York, United States of America M&T Bank Corporation is an ... invoices to minimize losses and financial exposure to the Bank . + Communicate with attorney's regarding bills, HOA fees...bills, follow-up for bills due. + Adhere to applicable compliance/ operational risk controls in accordance with Company… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... and MSIL trading books. + Liaising with clients in US ; clients include banks , hedge funds, market...and/ or your supervisor as required. + To escalate risk events immediately. + To provide input to … more
- Marex (New York, NY)
- …the company's regulatory requirements under the applicable regulators. + Adhere to the operational risk framework for your role ensuring that all regulatory or ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...+ Liaising with clients on a global basis, including US , UK, EU and Singapore + To ensure that… more