- NBT Bank (Norwich, NY)
- …and compliance controls. Ensures team understanding and awareness of information security and fraud risk . + 5% Represents the bank in the local market fulfilling ... and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management of the branch budget. Education… more
- MUFG (New York, NY)
- …analytical professional to join our team in a role that bridges financial risk analysis and front-office business management. Serving as a critical support resource ... and the ability to liaise across multiple functions including trading, risk , finance, compliance, and operations. **Key Responsibilities:** * Support the primary… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New York City Scotiabank is a ... day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . +...Directs day-to-day activities in a manner consistent with the Bank 's risk culture and the relevant … more
- Mizuho Corporate Bank (New York, NY)
- …development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation ... + In accordance with the IADA policy and procedures, drive efficiency and operational excellence through the use of available tools and resources and sharing of… more
- City National Bank (New York, NY)
- …us .html). *INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT* City National Bank fosters an inclusive environment where all forms of diversity ... the CPA and FA. They will understand investment methodologies, operational processes and client services that CNR provides. WHAT...seminars, and responding to incoming inquiries. * Interact with Bank Colleagues and make on going calls to introduce… more
- Mizuho Corporate Bank (New York, NY)
- …lines. Key Responsibilities: + Maintain Operations daily dashboard to report key risk indicators across all teams in Operations. + Prepare monthly reports for ... providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to the overall… more
- EverBank (Islandia, NY)
- **Business Unit Risk and Control Management** The BU Risk and Control Management job ensures the reliability and effectiveness of internal financial controls ... implementation of compliance programs including analysis of transaction-level risks in operational areas. + Evaluates reporting policies and procedures currently in… more
- Mizuho Corporate Bank (New York, NY)
- …the accuracy, completeness and timeliness of regulatory reports submitted to the US regulators. The Unit also partners with stakeholders across multiple functions to ... rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and...banking products + knowledge of financial accounting including relevant US GAAP for the financial services industry + Experience… more
- BMO Financial Group (New York, NY)
- …operational issues. + Understands the complexity of transactions and related risk (credit, market, operational , legal / compliance, etc.). + Helps ... position and loss limits as prudent management of the Bank 's exposure. + Manages risk related to...more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards **About Us ** At BMO we are driven by a shared… more
- City National Bank (New York, NY)
- …us .html). *INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT* City National Bank fosters an inclusive environment where all forms of diversity ... teams, conducting regular meetings and site visits to gain deeper operational insights * Extract critical information from earnings calls, investor presentations,… more