- M&T Bank (Buffalo, NY)
- …skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an ... assigned audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory… more
- NBT Bank (Norwich, NY)
- …influence, and the opportunity to contribute meaningfully to the institution's legal, operational , and risk management frameworks. Education and Experience: + ... initiatives with a focus on strategic legal matters including Third-Party Risk Management (TPRM), Information Technology (IT), Cybersecurity, and Mergers &… more
- TD Bank (New York, NY)
- …employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct + ... **Work Location:** New York, New York, United States of America **Hours:** 40...accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at ###@td.com… more
- Scotiabank (New York, NY)
- …to the overall success of the Mortgage Capital Markets team in the United States , ensuring specific individual goals, plans, initiatives are executed / ... day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- …trading books. Adhere to day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the operational risk management framework, regulatory compliance ...Equity Derivatives Trader & indicate job code JK110425WEB. Location(s): United States : New York : New… more
- TD Bank (Westhampton Beach, NY)
- …colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct + ... **Work Location:** Westhampton Beach, New York, United States of America **Hours:** 40...accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at ###@td.com… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...with the Treasury group to develop and implement liquidity risk management strategy in the US +… more
- M&T Bank (Buffalo, NY)
- …fall within this range and is available from your recruiter. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an Equal ... may affect the Department. + Support development and implementation of various operational risk and compliance-related initiatives. + Any miscellaneous CSO… more
- Mizuho Corporate Bank (New York, NY)
- …and efficiency. + Implement and monitor internal controls to effectively minimize operational risk . + Oversee staff training and development programs, including ... Limit Management + Communication with Borrower, Lenders and Agent Banks + Invoicing and Notices to Borrowers and Lenders...manage all audits and close all required audit and risk issues in a timely manner + Provide leadership… more
- M&T Bank (Camillus, NY)
- …fall within this range and is available from your recruiter. **Location** Camillus, New York, United States of America M&T Bank Corporation is an Equal ... and career goals. + **Other Assigned Duties:** + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more