- M&T Bank (Buffalo, NY)
- …skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an Equal ... regulated industries. + Strong understanding of first line risk frameworks, issue management processes, and operational risk/ compliance principles. + Experience… more
- Scotiabank (New York, NY)
- …personnel would be an asset, in addition to an understanding of the US regulatory environment around trading activity. + Strong analytical skills necessary ... Audit Manager, US Capital Markets **Requisition ID:** 240530 **Salary Range:**...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Pfizer (New York, NY)
- …compensation structures and benefit packages are aligned based on the location of hire. The United States salary range provided does not apply to Tampa, FL or ... making our work more efficient and faster. This enables us to deliver breakthroughs that transform patients' lives. Your...any location outside of the United States . Relocation assistance may be available… more
- Citigroup (Getzville, NY)
- …Controls **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $115,840.00 ... Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new… more
- American Express (New York, NY)
- …browser window: https://www.eeoc.gov/poster Employment eligibility to work with American Express in the United States is required as the company will not pursue ... work makes an impact, and together, you will help us define the future of American Express. Our industry...Engage with key stakeholders, including business unit partners and compliance colleagues, to facilitate effective issue management… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Finance **Pay Detail:** $103,000 - $165,000 USD TD is ... regulatory deliverables associated with NY Branch and review regulatory reports for submission to FRB, US ...+ Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk requirements ... is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and… more
- City National Bank (New York, NY)
- …existing and emerging exposures, Operational Risk Events (ORE) reporting, and issue resolution. * Review and challenge of controls implemented. This includes ... known control deficiencies are addressed. This includes providing challenge throughout the Issue Management Lifecycle, which may include issue data details; root… more
- American Express (New York, NY)
- …to issues + Engage with key stakeholders, including business unit partners and compliance colleagues, to facilitate effective issue management and resolution + ... work makes an impact, and together, you will help us define the future of American Express. How will...of issues by influencing BU, who own and execute issue /Operational Risk Event (ORE) remediation + Facilitate investigation and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more