- TD Bank (Charlotte, NC)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...depth technical leadership and expertise in the oversight of non- trading market risk across US ALM +… more
- TD Bank (Charlotte, NC)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $95,264 - $155,376 USD TD is committed to providing fair and ... used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (Charlotte, NC)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $122,304 - $199,680 USD TD is committed to providing fair ... to validate Financial Crime Risk Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Wells Fargo (Charlotte, NC)
- …informed on industry trends, regulatory developments, and emerging risks related to equity execution and client service. **Required Qualifications, US :** + 4+ ... being your authentic self, and empowered to grow. Join us ! **About this role:** Wells Fargo is seeking a...**About this role:** Wells Fargo is seeking a Senior Control Management Specialist (VP) to join our Corporate and… more
- Wells Fargo (Charlotte, NC)
- …Rates, Equities , Foreign Exchange, Municipal Products Group, Credit Sales & Trading . ** Equities ** has an integrated service model supports the trading ... full universe of US stocks. Our platform delivers a range of equity and equity -linked products and services. **Structured Product Groups (SPG)** provides… more
- Bank of America (Charlotte, NC)
- …+ Written Communications + External Resource Management + Reporting **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/Charlotte/GFC-Manager Global-Markets\_25044975) **Job Description:** At Bank of America, we… more
- XPO, Inc. (Charlotte, NC)
- … plan administration and executive compensation experience in a publicly traded US company Preferred qualifications: + Certified Equity Professional (CEP) or ... equity transactions monthly to ensure accuracy and quality control in the equity management system +...processing + Coordinate with Legal to maintain the insider trading list, set insider restrictions in the equity… more
- Coinbase (Charlotte, NC)
- …freedom in the world. It's a massive, ambitious opportunity that demands the best of us , every day, as we build the emerging onchain platform - and with it, the ... to assist the Product team in developing a successful equities product offering*.* *What you'll be doing (ie. job...senior compliance oversight to all aspects of CCM, including trading , reporting, policies and procedures and training. * Coordinate… more
- US Bank (Charlotte, NC)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank, we're on a journey to do our...on structured finance vehicles that issue both debt and equity liabilities, the proceeds of which are used to buy… more
- Wells Fargo (Charlotte, NC)
- …people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins ... teams across the organization and is managed in the US . This role is meant to be strategic in...to the product/business supported + Maintain all WF internal control standards, implement new controls and address any internal… more