- BMO Financial Group (New York, NY)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... our 151 W 42nd Street, NY office. Provides market risk oversight, monitoring, and reporting for a designated portfolio....and sustainment of initiatives. + Leads the execution of operational programs; assesses and adapts as needed to ensure… more
- SMBC (New York, NY)
- …**Role Description** The Vice President, Business Risk will support the Business Risk Manager in enhancing the risk management framework for SMBC's ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed... risk controls. + Monitor and report on operational risk exposures, ensuring timely escalation and… more
- MUFG (New York, NY)
- …will be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects ... + Identify/Report/Track Risk Events and Report to Operational Risk Management (ORM) Team + Monitor...take the next step in exploring a career with us and encourage you to spend more time reviewing… more
- New York State Civil Service (Albany, NY)
- …Credit and Counterparty Managero Market, Liquidity and Asset Liability Management Risk Manager * Project Management Institute: Portfolio Management Professional* ... anomalies, and emerging risks across DFS-supervised entities.o Works closely with the Risk Data & Analytics Manager to analyze surveillance data, providing… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance ...financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New… more
- CIBC (New York, NY)
- …standards, guidelines, and controls. **AUTHORITIES/DECISION RIGHTS** + The Prime Brokerage Market Risk Manager operates with independence to measure and monitor ... in the measurement, monitoring and control of market, trading, operational and trading credit risks, maintaining consistent corporate governance...As a subject matter expert, the Prime Brokerage Market Risk Manager may be called upon to… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance ...financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance ...financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New… more
- CIBC (New York, NY)
- …familiarity with audit methodology and risk management principles (eg Third Party Risk Management, Operational Risk Management, Model Risk ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Auditor, Risk Management will primarily assist in developing and executing… more
- KeyBank (NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... **Essential Job Functions** + Serve on a team of risk evaluation and assurance professionals, working to provide an... management and/or compliance (eg - Certified Regulatory Compliance Manager (CRCM)) + Experience with data analysis tools and… more