• Executive Director, Swap Dealer Compliance Officer

    CIBC (New York, NY)
    …Compliance Programs, Compliance Requirements, Data Research, Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance, Risk ... of written responses to regulatory exams and inquiries; + Performing risk assessments of US regulatory requirement group topics to determine risk ratings… more
    CIBC (08/28/25)
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  • Internal Auditor - Lead Audit Manager in Financial…

    Equitable (New York, NY)
    …Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES -NY-New York **Other Locations** : UNITED STATES -NC-Charlotte, ... individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for...of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent… more
    Equitable (08/22/25)
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  • Compliance Risk and Reporting Manager

    TD Bank (New York, NY)
    …assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance ... **Work Location:** Falmouth, Maine, United States of America **Hours:** 40...**Line of Business:** Compliance **Job Description:** **Why Work with Us ?** At TD Bank US Compliance, we're… more
    TD Bank (08/28/25)
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  • Risk Advisory Partner

    Cherry Bekaert (NY)
    …in the US , serves clients across industries in all 50 US states and internationally. For more details, visit https://www.cbh.com/disclosure/ Cherry Bekaert ... **Description** ** Risk Advisory Services (RAS) Partner - Go-to-Market Focus**...cancelled. Candidates must demonstrate eligibility to work in the United States . Cherry Bekaert will not provide… more
    Cherry Bekaert (06/28/25)
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  • Audit Senior Manager - Credit & Fraud Risk

    American Express (New York, NY)
    …browser window: https://www.eeoc.gov/poster Employment eligibility to work with American Express in the United States is required as the company will not pursue ... mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance , advisory services and to influence the way the… more
    American Express (08/08/25)
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  • Senior Auditor - Conduct Risk

    American Express (New York, NY)
    …browser window: https://www.eeoc.gov/poster Employment eligibility to work with American Express in the United States is required as the company will not pursue ... work makes an impact, and together, you will help us define the future of American Express. **About the...protect and enhance organizational value by providing independent, objective, risk -based assurance , advisory services and to influence… more
    American Express (08/27/25)
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  • In-Business Risk Data Transformation Senior…

    Citigroup (New York, NY)
    Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 In ... controls to manage the operational risk , valuation risk and governance components of managing quality ...to establish robust business controls + Liaise with Compliance Assurance and Internal Audit to facilitate resolution of any… more
    Citigroup (08/21/25)
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  • Senior Associate-Tech Risk & Control

    American Express (New York, NY)
    …of areas of risk for intervention, including conducting independent quality assurance and process testing **Qualifications** Salary Range: $85,000.00 to ... signal need for intervention and focus), including conducting independent quality assurance and vertical process testing +...Employment eligibility to work with American Express in the United States is required as the company… more
    American Express (08/20/25)
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  • Staff Auditor II - Products Compliance…

    Equitable (New York, NY)
    …Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES -NY-New York **Other Locations** : UNITED STATES ... individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for...of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent… more
    Equitable (08/27/25)
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  • Risk Advisory Internal Audit Senior…

    Cherry Bekaert (Albany, NY)
    …in the US , serves clients across industries in all 50 US states and internationally. For more details, visit https://www.cbh.com/disclosure/ Cherry Bekaert ... the position has been cancelled. Candidates must demonstrate eligibility to work in the United States . Cherry Bekaert will not provide work sponsorship for this… more
    Cherry Bekaert (08/13/25)
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