- TEG Federal Credit Union (Poughkeepsie, NY)
- …BCX8"> Join a Growing Team at TEG Federal Credit Union! Job Title : Assistant Vice President (AVP) of Compliance Location : Poughkeepsie, NY Salary : ... We are currently seeking a proactive and experienced Assistant Vice President (AVP) of Compliance ...crimes -Serve as the point of contact for audits, compliance -related projects, and law enforcement inquiries -Conduct BSA/ AML… more
- Raymond James Financial, Inc. (New York, NY)
- As the Vice President , Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the ... Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops,… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... with other departments** **Supports the business with consistent application of BSA/ AML risk escalation, review and approval processes, KYC due diligence and… more
- BMO Financial Group (New York, NY)
- …analysis of financial modelling assumptions and due diligence review + AML /KYC requirements + Annual/Interim review write-ups, including risk and mitigants review, ... questions with syndicate lenders) + Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres to policies and… more
- Citigroup (New York, NY)
- …relevant information to the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and documentation ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Business Risk will support the Business Risk Manager in ... the enhancement of governance structures and risk oversight processes. + Ensure compliance with AML , KYC, and transaction monitoring regulations, including NACHA… more
- American Express (New York, NY)
- …Services has launched a search for newly created and high impact role, the Vice President - Financial Crimes. This person will be responsible for building a ... experience in risk management with deep understanding of financial crimes and compliance risk, including AML , sanctions, fraud, and anti-bribery and corruption… more
- Banc of California (New York, NY)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Senior Vice President , Banker is primarily accountable for developing new client ... limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Pioneer Bank (Albany, NY)
- TITLE: Customer Care Specialist LOCATION: Headquarters REPORTS TO: Vice President - Customer Care CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 20 ($17.00 ... systems while interacting with customers. + Understands and maintains compliance with Bank policies and procedures and applicable laws...and procedures and applicable laws and regulations, including BSA, AML , and Reg E., and Reg CC. + Conducts… more