- JPMorgan Chase (Tampa, FL)
- …qualifications, skills, and capabilities:** + Prior experience in KYC, AML, Compliance, Audit , Risk, Controls, or related fields + Familiarity with a wide range ... of client types and structures, including SPVs, personal investment vehicles, trusts and foundations, governments, organizations, and banks + Understanding of diverse financial products such as trade, escrow, treasury services, custody, and securities &… more
- Citigroup (Tampa, FL)
- …activities during audits by regulatory examination agencies, and internal / external audit groups where CoB is involved. This includes liaison / coordination with ... individual business units involved in any such audits. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Citigroup (Tampa, FL)
- …Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage portfolios, back up ... teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support business, Risk and Finance + Support the… more
- MUFG (Tampa, FL)
- …Interface with second line of defense (SLOD) review and challenge and Internal Audit . + Primary TPRM support partner for Subject Matter Experts (SMEs), Business Unit ... Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First Line of Defense (FLOD) TPRM. + Responsible for addressing, documenting and escalating Trigger Events for their assigned Engagements. + Support preparation of TPRM… more
- MUFG (Tampa, FL)
- …be responsible for overseeing Trade Services Operations, including working with Risk, Audit and Compliance. Requires the ability to identify and remediate gaps and ... recommend areas of improvement. **Workflow Management:** Monitor the daily operations and ensure transactions are completed within prescribed time frame, RAs, Sight and usance payments, investigations and (b) reported discrepancies are resolved in accordance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …standards. Partner with Legal and Compliance teams to mitigate risk and maintain audit readiness. + **Team Leadership & Development:** Lead, mentor, and develop a ... team of managers, transition consultants, project managers, and operations specialists. Foster a culture of accountability, continuous improvement, and client-centric service. Manage staffing, training, and performance evaluations to ensure team excellence. +… more
- Citigroup (Jacksonville, FL)
- …+ Experience with interacting with senior management, regulators, internal and external audit . + Proven knowledge of credit risk measures and basic accounting + ... Experience with internal risk / finance reporting systems (Optima, CitiRisk), system flows, data attributes would be a plus + Ability to analyze data and present conclusions + Excellent interpersonal and communication skills, including the ability to… more
- Citigroup (Tampa, FL)
- …Rate products would be an advantage. + Business management, finance, operations, audit , or related experience within global financial services firms. + Strong ... understanding of data flows within the Markets organization + Good written and verbal presentation skills required. + Strong project management and execution skills. + Experience working with and manipulating large data sets is an advantage (QlikView, PowerBI,… more
- Citigroup (Tampa, FL)
- …data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic, ... flexible, and can easily respond to quickly changing needs. The candidate must have the ability to handle ambiguity and complexity and be able to deliver on multiple responsibilities. Developed communication and diplomacy skills are required in order to guide,… more
- Biller Genie (Orlando, FL)
- …sound HR policies and processes across US and international teams. + Ensure audit readiness and lead risk mitigation in partnership with legal. Culture & Experience ... + Champion engagement, feedback loops, internal communications, and values-aligned practices that scale with a distributed team. Note: This job description outlines the general responsibilities and qualifications for the VP of People Operations role. It is not… more