- Citigroup (New York, NY)
- …relevant regulatory requirements and internal policies + Partner with internal audit , business units, and senior management, communicating effectively to drive issue ... Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- Citigroup (Getzville, NY)
- …requirements and internal policies + Foster strong partnerships with internal audit , business units, and senior management, communicating effectively to drive issue ... : + 10+ years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + Ability… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... degree + 10+ years of operations control, risk management, operations or audit experience desirable. + Highly motivated, self-directed individual with the ability to… more
- Citigroup (Getzville, NY)
- …Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with representatives from the ... Annual Exams. This role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead teammates and work… more
- JPMorgan Chase (New York, NY)
- …and Controls communication forum, approval processes, monthly reporting, audit compliance and decisions needed **Required qualifications, capabilities, and ... skills** + 7+ years of experience in project and/or program management with demonstrated ability to execute operational management and change readiness activities + Expert in JIRA, Align, and Confluence + Proven success in collaborating with cross-functional… more
- Citigroup (New York, NY)
- …and tracking of Corrective Action Plans (CAPs) resulting from internal audit efforts and processes reviews + Participate in cross-functional process reviews ... for CID business units, coordinate follow-up items as needed and assist in identifying and implementing process improvements and efficiency opportunities + Liaise with senior staff across CID to analyze, document, and escalate any operations related concerns… more
- Citigroup (New York, NY)
- …proposals and client presentation materials. Additionally, may attend client meetings, audit sales calls and investment reviews, and help follow-up with clients ... and bankers + Help support the senior members of the investment team in their delivery of investment solutions to clients. + Monitor and provide guidance on the markets to internal and external clients, incorporating the views of The Private Bank's Investment… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... Excellent interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as… more
- JPMorgan Chase (New York, NY)
- …legal firm + Experience in markets, risk management, control management, Compliance, Audit , and/or operational risk. + Proven ability to multi-task, prioritize, to ... deliver high-quality results that meet Firm and regulatory expectations in a fast-paced and evolving environment. + Ability to perform under pressure and to manage competing priorities under tight deadlines + A strong track record of managing relationships at… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all team members understand the need to do the same,… more