• Associate General Counsel - Broker…

    Robert Half Legal (San Diego, CA)
    …enterprise-wide adherence to securities regulations. TO APPLY, ONLY send resume directly to Vice President of Direct Hire, Samantha Graham at Samantha [dot] ... Description Financial Services Company Seeks Senior Attorney Focused on Broker - Dealer Compliance & FINRA Arbitrations About Firm...regulatory proceedings TO APPLY, ONLY send resume directly to Vice President of Direct Hire, Samantha Graham… more
    Robert Half Legal (11/26/25)
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  • Vice President , Lead Investment…

    Wells Fargo (San Francisco, CA)
    …role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Semiconductor, to join its San Francisco office. The Semiconductor ... Wells Fargo. **In this role, you will:** + The Vice President will be responsible for independently...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
    Wells Fargo (11/19/25)
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  • JP Morgan Wealth Management - Vice…

    JPMorgan Chase (Los Angeles, CA)
    …marking the initial engagement of bank-only clients with Wealth Management. As a Vice President , Private Wealth Planner within JP Morgan Wealth Management, you ... limited to, financial planning, goals-based investing, financial advisory at a broker - dealer , RIA and/or a private bank, affluent/high-net-worth solutions, and… more
    JPMorgan Chase (09/14/25)
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  • RVP/External Wholesaler- North Los Angeles

    Athene (CA)
    …USA, one of the fastest growing providers of fixed annuities, is hiring a Regional Vice President to our team who will focus on maintaining and building Athene's ... presence in the Direct/Independent Broker Dealer Channel. The RVP will partner with the Division Sales VP in developing and leading the wholesaling efforts with… more
    Athene (10/27/25)
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